WuJun Chen
Independent Researcher | RIME Project | 2026
Problem. A spectral sectorization need not be preserved by the operators whose transport it is used to study. The resulting off-diagonal blocks define a direct support graph. However, the relations among projector non-invariance, physical-block support, and the computed graph structure must be stated without assuming that the sector projectors lie in a group commutant.
Approach. We first establish an exact finite-dimensional identity relating off-diagonal transport to projector non-invariance, together with a separate block-locality theorem. The computational layer registers the Rubik sectors, direct blocks, support localizer, and finite EP algebra without promoting graph paths to matrix compositions.
Results. For a finite-dimensional Hilbert space, a complete
orthogonal sectorization
Thus off-diagonal transport is exactly the Frobenius mass of sector non-invariance. A separate block-locality theorem shows that direct transport vanishes between sectors with disjoint support whenever both the transport family and the sector projectors preserve the declared physical blocks.
Computational case study. In the declared complex128 Rubik realization, the quarter-turn
and half-turn averages register nine numerical joint-spectral sectors. The 18
face-turn matrices produce a symmetric ten-edge direct graph. Nine certified
edges have shared thresholded noncommutative block support; the remaining
S8--S9 edge is carried by the numerically commuting corner-permutation block.
The block-level noncommutative-support test serves as a localizer rather than a
sufficient transport criterion: it selects 15 candidate pairs, of which six
are nonedges.
The computed EP averaging algebra
Boundary. Exact finite-dimensional statements, numerical Rubik registration, and mechanism labels are kept separate. Generator-family field censuses, negative controls, and exhaustive auxiliary tables are reported in supplementary material rather than presented as theorem claims. Graph paths are not interpreted as matrix compositions in this paper.
| Symbol | Meaning |
|---|---|
| finite-dimensional Hilbert space; |
|
| unitary transport operator associated with |
|
| spectral projector of the averaging operator |
|
| projector onto a QH joint-spectral sector | |
|
|
|
| projector onto physical block |
|
| thresholded block-level QT noncommutative support | |
| algebra generated by the per-axis QT averages on the EP block |
The direction convention is fixed throughout:
Let
Its nonzero pattern depends on both the sectorization and the declared operator family. It cannot be inferred from sector dimensions, eigenvalue proximity, or block overlap alone. It also does not require the projectors to commute with the transport action. In fact, nontrivial off-diagonal transport requires precisely the opposite: at least one sector projector must fail to commute with a declared transport operator.
Throughout this paper, transport topology means the finite direct-support pattern induced by the declared operator blocks, not a topology in the point-set sense.
This paper has two layers.
- The exact layer defines direct transport for an arbitrary complete orthogonal sectorization and proves the Transport--Non-Invariance Identity alongside a block-locality theorem.
- The computational layer registers a nine-sector Rubik realization and reports its direct graph, a thresholded noncommutative-support localizer, the corner-permutation exception, and the corresponding EP algebra census.
The claim boundary is deliberate. Machine-zero commutators do not prove exact commutation. The nine registered Rubik projectors are computational objects unless an exact joint-spectrum certificate is supplied. The Type I/II labels classify already-certified direct edges; they are not universal sufficient conditions for transport. A separate analysis \cite{paper3} studies whether paths in a support graph survive as projected matrix products.
The main contribution therefore has two parts: direct off-diagonal mass is exactly sector non-invariance, while the Rubik algebraic diagnostics describe how that mass is distributed in one finite registered system. The certified direct blocks and edge labels can serve as inputs to routed-composition audits, but do not themselves promote a graph path to a nonzero product.
The registered Rubik representation is block diagonal on
with dimensions
Separate the 12 quarter turns and six half turns and define their uniform averages $\mathrm{QT}{\mathrm{all}}$ and $\mathrm{HT}{\mathrm{all}}$. By construction,
The
and the QH joint-spectral projectors discussed below are different objects. The former yield six coarse averaging layers in the canonical computation. The latter resolve those layers into nine sectors and are the projectors used for transport.
Suppose
The
This mathematical statement is exact under the stated commuting-Hermitian hypotheses. It does not assert that a numerically registered pair commutes exactly.
In the declared complex128 realization, the three relevant commutator residuals are
Simultaneous numerical registration produces nine QH joint-spectral sectors.
Their projector
completeness residual is
| Sector | Dim | Physical support | |||
|---|---|---|---|---|---|
| S1 | 20 | cp(8)+ep(12) | |||
| S2 | 2 | eo(2) | |||
| S3 | 39 | ep(36)+eo(3) | |||
| S4 | 26 | ep(24)+co(2) | |||
| S5 | 1 | eo(1) | |||
| S6 | 39 | ep(36)+eo(3) | |||
| S7 | 66 | cp(24)+ep(36)+co(3)+eo(3) | |||
| S8 | 8 | cp(8) | |||
| S9 | 27 | cp(24)+co(3) |
These values are a numerical registration against displayed rational labels. The exact identity $A_{18}=(2/3)\mathrm{QT}{\mathrm{all}}+(1/3)\mathrm{HT}{\mathrm{all}}$ does not by itself promote the registered joint spectrum to exact arithmetic.
Definition 3.1 (Sectorized transport datum). Let
be a complete orthogonal sectorization. No assumption
Definition 3.2 (Direct transport). For source
Exact direct support is
Proposition 3.3 (Off-Diagonal Transport--Non-Invariance Identity).
\label{prop:transport-noninvariance} For every unitary
Proof. Relative to
Then
Orthogonality of
Unitarity implies $A^A+C^C=I$ and $AA^+BB^=I$. Taking traces yields
$|B|_F^2=|C|F^2$. Therefore,
$|[U,Q\alpha]|_F^2=|B|_F^2+|C|_F^2=2|C|_F^2$.
Corollary 3.4 (Sector invariance). \label{cor:paper2-sector-invariance}
If
-
$Q_\alpha$ commutes with$\rho(G)$ ; -
$V_\alpha$ is$G$ -invariant; -
$Q_\beta\rho(g)Q_\alpha=0$ for all$g\in S$ and$\beta\ne\alpha$ ; - the outgoing off-diagonal mass in
Proposition~\ref{prop:transport-noninvariance} is zero for every
$g\in S$ .
If
and commutation of
Theorem 3.5 (Direct Block-Locality). \label{thm:paper2-block-locality} Let
then
Proof. Insert
For each
This theorem is only a zero criterion. Shared physical-block support does not imply nonzero direct transport.
The canonical direct graph uses:
| Field | Value |
|---|---|
| representation | complex128, dimension 228 |
| operator family | 18 face-turn matrices |
| sectorization | nine registered QH projectors |
| block norm | Frobenius norm |
| direct-edge threshold | |
| noncommutativity threshold |
The smallest retained off-diagonal edge has norm
The complete
An unordered edge is retained when
| Edge | Shared block | Registered label | |
|---|---|---|---|
| S2--S5 | 0.47 | eo | Type I |
| S2--S6 | 0.58 | eo | Type I |
| S3--S6 | 2.55 | ep, eo | Type I |
| S3--S7 | 3.61 | ep, eo | Type I |
| S4--S6 | 3.46 | ep | Type I |
| S4--S9 | 1.00 | co | Type I |
| S5--S6 | 0.82 | eo | Type I |
| S6--S7 | 3.61 | ep, eo | Type I |
| S7--S9 | 4.06 | cp, co | Type I |
| S8--S9 | 2.83 | cp | Type II |
The graph is symmetric to
Consequently, S6 is the unique degree-five hub. S1 is numerically isolated:
Every edge is block-local, as required by Theorem~\ref{thm:paper2-block-locality}. The converse fails: many sectors share a physical block but have zero direct transport.
Let
$$ \operatorname{Supp}{\mathrm{nc}}(\alpha) =\left{ b: \Pi_bQ\alpha\ne0, \ \max_{0\le a<c\le2} |\Pi_b[\mathrm{QT}^a,\mathrm{QT}^c]\Pi_b|_F
\tau_{\mathrm{nc}} \right}. $$
In the canonical audit, all three axis pairs
| Block | Norm | Ratio to total norm |
|---|---|---|
| cp | 0% to reported precision | |
| ep | 2.7386 | 93.9% |
| co | 0.6124 | 21.0% |
| eo | 0.7906 | 27.1% |
The ratios are not additive; Frobenius masses add in quadrature. The support sets are
| Sector | |
|---|---|
| S1 | |
| S2 | |
| S3 | |
| S4 | |
| S5 | |
| S6 | |
| S7 | |
| S8 | |
| S9 |
All nine non-CP direct edges have nonempty support intersection. However, such an intersection occurs for 15 unordered pairs in total. The six false-positive candidates are
By definition of the registered Type I label, every Type I edge has shared
block-level
Thus the support is a candidate localizer and mechanism descriptor, not a
transport certificate. Only
The terminology is defined after direct-edge certification:
- Type I: a certified direct edge whose endpoints share thresholded noncommutative block support. There are nine such edges.
- Type II: a certified direct edge without such an intersection, carried here by a shared block whose per-axis QT commutator is below threshold. The unique instance is S8--S9 on CP.
This is an exhaustive finite classification of the ten registered edges, not a universal dichotomy for arbitrary representations.
The S8--S9 channel illustrates why averaged commutativity and generator commutativity must be separated. On CP,
yet the individual CP permutation matrices need not preserve either QH
eigenspace. The directly evaluated block
The EP block carries most of the per-axis QT commutator norm. The three
registered per-axis QT restrictions are Hermitian and generate a numerically
closed 20-dimensional unital $$-algebra with an eight-dimensional center.
Finite-dimensional unital $$-subalgebras of a matrix algebra are
finite-dimensional $C^$-algebras and hence semisimple
\cite{murphy1990cstar}. The computational audit reports generator Hermiticity,
identity-in-algebra,
multiplication-closure, and $$-closure residuals of
Each of the four
Three of the four registered 24-dimensional components have nonzero family-level commutator norm; the fourth and all four 12-dimensional components are commuting to the declared tolerance. This algebra localizes the dominant EP noncommutativity and provides coordinates for the finite Rubik analysis.
It does not prove the direct graph, force a unique hub, or identify components
of the full
Some length-two support paths have endpoints on disjoint physical blocks. Such graph paths do not imply nonzero projected matrix products. For five canonical pairs, a separate composition audit reports machine-zero ordered products with image--kernel and block-support explanations \cite{paper3}. These graph-only pairs are not composition morphisms, and the composition claims are not used to establish the direct graph.
Proposition 5.1 (Atoms of the declared QH joint spectral resolution). If
$\mathrm{QT}{\mathrm{all}}$ and $\mathrm{HT}{\mathrm{all}}$ are Hermitian
and commute exactly,
then the
Equivalently, no spectral projector of an element of
Proof. Commuting Hermitian operators admit a simultaneous orthogonal
spectral resolution. Every element of the finite-dimensional commutative
algebra is a polynomial in the declared generators and acts by a scalar on
each common joint eigenspace. Its spectral projectors are sums of the
primitive joint spectral idempotents
This statement concerns spectral idempotents within the represented
commutative algebra. It does not imply that
The per-axis averages cannot all be adjoined to the same commuting spectral family: the registered norms satisfy
This is an obstruction to simultaneous diagonalization of those particular
operators. It is not a theorem excluding every larger commuting extension of
The table uses the four claim levels. Theorem includes exact lemmas, propositions, and corollaries under their stated hypotheses.
| Claim | Status |
|---|---|
| Transport--Non-Invariance Identity | Theorem |
| Sector-invariance equivalence | Theorem |
| Direct block-locality under the stated block-preservation hypotheses | Theorem |
| Primitive spectral idempotents of |
Theorem |
| Nine QH sectors registered against the displayed rational coordinates | Computational Certificate |
| Ten-edge |
Computational Certificate |
| Type I/II finite edge labels | Computational Certificate |
|
|
Computational Certificate |
| S1 numerical |
Computational Observation |
The failure boundary is separate from the claim-status table:
- block-level
$\operatorname{Supp}_{\mathrm{nc}}$ does not determine transport; the registered census contains six false positives; - a graph path does not imply projected composition;
- global maximality of the QH sectors among commuting refinements is not claimed.
The following supplementary records extend the computational Rubik case study:
- full-precision
$K$ matrix and all zero-pair records; - generator-family and spectral-field comparisons;
- S3 negative-control tables;
- EP center, Killing-form, and commutant diagnostics;
- auxiliary figures and earlier transport interpretations.
These records provide reproducibility data and development context; they do not support additional theorem claims.
Appendix A indexes the executable artifacts. All numerical support uses Frobenius norms and explicit thresholds. Machine-zero is reported as computational evidence, not exact vanishing.
The exact Transport--Non-Invariance Identity is independent of Rubik structure. Whenever a unitary family is expressed relative to a complete orthogonal sectorization, the total outgoing off-diagonal mass from a sector equals one half of the projector-commutator mass. This identity gives a complete generator-level answer to whether a sector is invariant.
The Rubik realization provides a finite computational case study. Its QH projectors are registered from a numerically commuting averaging pair but are not preserved by the full face-turn action. The resulting transport graph is sparse and block-local. Per-axis noncommutativity localizes all nine non-CP edges but does not determine them. The CP edge shows that a commuting averaged block may still support generator transport. The EP algebra explains where most of the averaged noncommutativity resides without replacing direct matrix evaluation.
Two promotion problems remain open. First, a general algebraic criterion for direct transport needs more than block-level noncommutative support. Second, a graph path requires a separate product audit before it can be interpreted as projected-composition reachability.
For a complete orthogonal sectorization and unitary transport operator,
The central identity equates off-diagonal transport mass with sector non-invariance. The registered Rubik case has ten computed direct edges. Nine have nonempty $\operatorname{Supp}{\mathrm{nc}}$ intersection, while one uses the commuting CP block. This intersection is part of the Type I label definition; the registered data show that it is not sufficient for an edge. The computed transport matrices therefore remain the certificate. This separates block locality, mechanism labels, and composition boundaries without assuming $Q\alpha\in\operatorname{End}_G(V)$.
Finite-group representations and matrix blocks provide the ambient language
\cite{serre1977,curtisReiner1962}. Finite-dimensional
The commuting spectral side is related to Bose--Mesner algebras and quotient constructions \cite{bannaiIto1984,godsil1993,godsilMartin1995quotients}. Those theories organize commuting averages and their eigenspaces. The direct blocks studied here are additional data: they measure a separate operator family relative to that spectral decomposition.
Related work studies the canonical averaging spectrum and projected composition obstructions \cite{paper1,paper3}. Extended finite censuses are available as optional supplementary data.
The following repository artifacts provide the reproducible support layer for
the Rubik case study. The default directory is experiments/paper2/; paths in
the table are relative to that directory.
| Artifact | Role | Short path |
|---|---|---|
| A1 | numerical QH sector registration and projector checks | \path{validation/primitive_sectors.py} |
| A2 | direct |
\path{validation/transport_graph.py} |
| A3 | family-level QT commutator localizer | \path{validation/supp_nc.py} |
| A4 | finite EP unital |
\path{validation/ep_algebra.py} |
| A5 | subgroup/full-action boundary audit | \path{validation/symmetry_and_transport_audit.py} |
| A6 | numerical QT/HT joint-spectrum audit | \path{validation/joint_spectral_geometry.py} |
| A7 | exact affine collision arithmetic for the declared coordinates | \path{validation/collision_geometry.py} |
| A8 | finite generator-family comparison | \path{validation/generator_universality.py} |
| A9 | frozen display data for the direct-transport heatmap | \path{results/direct_transport.json} |
From the repository root, an executable artifact is run as
python experiments/paper2/<short path>. A6--A8 are finite or conditional
controls and do not support additional theorem claims.
All listed artifacts are available in the RIME repository.
