WuJun Chen
Independent Researcher | RIME Program | 2026
Paper XXV of the RIME program. This paper develops a finite-dimensional methods layer for aligned generator-resolved diagnostics, separating exact transport covariance, carrier-local perturbation, and application-specific semantics.
Problem. A generator-resolved block
Approach. A typed finite-dimensional diagnostic instance separates representation-intrinsic, labelled-generator-relative, and marked-sectorization-relative data. After two instances are aligned by a unitary, each block difference resolves into left-carrier motion, additive operator error, and right-carrier motion. Global, semi-local, and local error summaries are ordered by an explicit information lattice.
Results. Simultaneous unitary transport preserves weighted averages, commutants, labelled block norms, and thresholded activity relations. The aligned block difference has an exact three-term decomposition with a portable global bound and a sharper carrier-localized bound. All three one-axis global constants are sharp. In the fixed-projector additive-error submodel, global norms cannot detect localization, and every node of the carrier-information lattice has an exact minimax envelope. Additive error has an exact conditional completion for fixed carrier motion, and the localized triangle bound has a complete equality criterion. Margin theorems separate stable activity, stable inactivity, and an information-theoretically complete unresolved interval. The algebra and localized bound extend to bounded oblique carrier resolutions, with explicit projector-conditioning factors. Exact rational controls and bounded float64 observations are kept distinct: Rubik supplies the simultaneous-transport hostile control, while the two-state Markov construction supplies a portability example.
Boundary. The elementary conjugation and telescoping identities are not
claimed as new in isolation. The results control declared finite-dimensional
blocks; they do not reconstruct a representation, decide survival of an
arbitrary routed product, estimate distance to the incidence locus
Keywords: operator perturbation; sector projectors; localized matrix blocks; minimax bounds; oblique projections; threshold stability; typed diagnostics.
| Symbol | Meaning |
|---|---|
| finite-dimensional complex Hilbert space | |
|
|
labelled generator and sector index sets |
|
|
represented operator and marked sector projector |
|
|
labelled weight and weighted generator average |
| generator-resolved block | |
| thresholded labelled activity predicate | |
|
|
alignment unitary and transported reference data |
|
|
operator and carrier perturbations |
| aligned generator-resolved block difference | |
|
|
localized, global, and oblique-carrier bounds |
| cumulative carrier-information levels | |
| exact minimax envelopes at those levels | |
|
|
activity threshold and certified error radius |
This paper studies one concrete comparison question: which properties of a labelled operator-block diagnostic survive aligned change of frame, and what is the sharpest block-stability statement justified by a declared level of global or carrier-local information?
The basic coordinate is
It has three owners. The represented family controls
The theorem spine follows this distinction. Section 2 introduces the typed diagnostic instance, proves simultaneous-transport covariance, and states its fixed-frame and similarity boundaries. Section 3 proves the exact three-term perturbation identity, global and localized bounds, the bounded oblique extension, sharpness, the carrier-information lattice, exact minimax envelopes in the fixed-projector additive-error submodel, conditional additive completion for fixed carrier geometry, and the equality criterion. Section 4 converts certified block radii into a complete threshold trichotomy. Section 5 gives a deliberately narrow two-state Markov portability lift. Section 6 separates exact certificates from bounded observations and states their frozen numerical protocols.
The central distinction is
The first inequality creates the minimax information problem. The second prevents a Hilbert-space block estimate from being renamed a probability, support, reconstruction, or routed-composition theorem without additional hypotheses.
Norm inequalities, invariant subspaces, oblique projections, and matrix perturbation theory are standard background \cite{hornJohnson2013,stewartSun1990,kato1995perturbation}. Finite Markov-chain hitting times, regeneration, and stationary distributions are standard tools \cite{kemenySnell1960,norris1997,levinPeresWilmer2017}; the narrow lift in Section 5 is stated only under its explicit two-state hypotheses. The ideal-property estimate for the Frobenius norm, unitary invariance, and the algebraic telescoping of a three-factor difference are standard ingredients; the telescoping inequality alone is not the principal novelty. The contribution is their typed ownership interface: transformation laws for labelled diagnostics, localized evidence resolution, exact minimax envelopes, sharpness and equality theorems, and a complete threshold-uncertainty boundary.
Within the RIME program, Paper II introduced the direct sector block
for a two-block route \cite{paper3}. Paper VII developed that obstruction into rank-stratified, carrier-resolved incidence geometry; its transported-frame covariance proposition also records covariance of routed products, Frobenius norms, and profile counts under simultaneous transport of operators, sectors, and carriers \cite{paper7}. Paper XX organizes the fixed-carrier geometry at every finite route depth through carrierwise factorization, cutwise image--kernel tests, and survivor recursion \cite{paper20}.
Theorem 2.1 packages the covariance of Paper II's direct block at the typed diagnostic level, including labelled weights, weighted averages, commutants, unitarily invariant block norms, and thresholded labelled activity. Its elementary block-conjugation identity is not reclaimed as a new fact. Theorem 3.1 has a different role: it compares one block in two aligned frames and resolves its finite difference into motion of the left carrier, operator, and right carrier. It is a metric finite-difference counterpart of the earlier static block-incidence geometry, not a derivation from the image--kernel criterion.
The perturbation theorem therefore does not decide survival of a routed
product, estimate distance to
Let
where
the
Define the weighted generator average and labelled blocks by
For a declared threshold
At
Theorem 2.1 (Typed Unitary Transport). Let
have the same generator labels, sector labels, labelled weights, and zero
policy. Suppose
Then:
-
$Q'$ is again a complete orthogonal sectorization with the same labelled sector dimensions. -
The weighted averages satisfy
$$ M_\mu(Y')=UM_\mu(Y)U^\ast. $$
Consequently their characteristic polynomials, spectra with algebraic multiplicity, and trace moments agree.
-
Every labelled block satisfies
$$ Q'_iY'_aQ'_j=U(Q_iY_aQ_j)U^\ast. $$
-
For every unitarily invariant matrix norm
$\lVert!\lvert\cdot\rvert!\rVert$ ,$$ \lVert!\lvert Q'_iY'_aQ'_j\rvert!\rVert =\lVert!\lvert Q_iY_aQ_j\rvert!\rVert. $$
In particular, the full Frobenius block profile and every thresholded labelled activity relation
$\mathcal R_\tau$ are preserved. -
Conjugation by
$U$ is a vector-space isomorphism$$ \operatorname{Comm}(Y)\longrightarrow\operatorname{Comm}(Y'), \qquad T\longmapsto UTU^\ast, $$
so the simultaneous commutant dimensions agree. If the declared family is accompanied by a completeness witness for a represented action, this also preserves the corresponding representation-intrinsic commutant dimension.
Proof. Unitary conjugation preserves adjoints, products, sums, identity, rank, and orthogonality. Therefore
Linearity gives the weighted-average identity. Associativity and
Unitary invariance gives the norm equality. Hence zero/nonzero and any common threshold comparison are preserved coordinatewise. Finally,
for every label
Corollary 2.2 (Aggregate activity covariance). Any aggregate relation formed from the labelled predicates by fixed Boolean operations, including
is preserved under the simultaneous transport in Theorem 2.1.
Boundary 2.3 (Fixed-frame hostile control). If the operators are transported but the projectors are held fixed, the hypotheses of Theorem 2.1 are not satisfied. No block-profile or activity invariance follows. This is an alignment failure, not a counterexample to the theorem.
Boundary 2.4 (General similarity is algebraic, not metric). If
But the transported idempotents need not be self-adjoint, and Frobenius block norms need not be preserved. Thus general similarity does not inhabit the metric conclusion of Theorem 2.1 without an additional transported metric.
Transport the reference instance into one common Hilbert space and write
Let the observed operators and projectors be
where both
Theorem 3.1 (Carrier-Localized Perturbation Bound). For every
Then the exact three-term identity
holds. Consequently,
where
If declared bounds satisfy
then also
with
Moreover, when the right-hand quantities are evaluated from the same exact operators and declared upper bounds,
Proof. First separate the additive error:
Insert and subtract $\bar Q_i\bar Y_aQ'j$ in the bracket. The three differences are exactly the displayed terms. The triangle inequality gives $b{\rm loc}$.
For the global estimate, orthogonal projectors have operator norm at most one,
unitary transport preserves
Their sum is
Extension 3.1a (Bounded oblique carriers). The exact three-term identity and the inequality
do not require self-adjointness, mutual orthogonality, or idempotence. They only use
To retain carrier semantics, suppose now that
Then the same identity gives the portable oblique estimate
In particular, if all four relevant carrier idempotents have operator norm at
most
If the reference carriers are orthogonal, then
Proof. The algebraic decomposition and triangle inequality are unchanged. Apply the ideal-property estimate
to the three summands. This gives, in order,
The two specializations follow by substitution and by
This extension is a stability statement, not a similarity invariance
statement: unlike Theorem 2.1, it does not assert preservation of Frobenius
block norms. The factors
Remark 3.2 (Why the additive error must be combined first). The alternative split
is algebraically valid, but separately bounding its two terms double-counts
the part
Theorem 3.1 combines those terms as $Q'_iE_aQ'j$ and removes the spurious $\delta_i\varepsilon{a,2}$ contribution. The weaker expression is therefore not minimax optimal under the stated global information.
Theorem 3.3 (One-Axis Sharpness of the Global Constants). Each of the three coefficients in
is best possible when the other two perturbation axes are zero. More precisely:
- for every
$\varepsilon\ge0$ , there is a fixed-sectorization additive perturbation with$\lVert E_a\rVert_F=\varepsilon$ and block difference exactly$\varepsilon$ ; - for every
$M\ge0$ and$\delta\ge0$ , there is a finite-dimensional left-projector perturbation with$\lVert Y_a\rVert_2=M$ ,$\lVert\Delta_i\rVert_F=\delta$ , and block difference exactly$M\delta$ ; - the analogous statement holds for a right-projector perturbation.
Consequently no one of the constants
Proof. For the additive axis, take fixed coordinate projectors onto
For the left-projector axis, choose an integer
The resulting rank-$r$ projector
Completing
Theorem 3.4 (Global Information Cannot Detect Carrier Localization). Fix
coordinate projectors
All members of this family have exactly the same global data
but
Thus
is an exact certificate for the block error. Conversely, any information
summary that certifies a bound smaller than
Proof.
Remark 3.5 (Information ownership).
Definition 3.6 (Cumulative Carrier-Information Lattice). In the
fixed-projector additive-error submodel, put
The cumulative information levels are
They form the refinement lattice
The two semi-local nodes are incomparable: one resolves the target carrier of the perturbation and the other resolves its source carrier.
Theorem 3.7 (Exact Minimax Envelope at Every Information Level). Among all
operators satisfying the budgets visible at the declared node, the best
possible universal upper bounds for
Every displayed envelope is minimax sharp. When
Proof. Compression gives
The block
Taking the minimum of the inequalities available at each node proves the
upper bounds. For sharpness, let
has
For strictness, choose unit vectors
all have global operator and Frobenius norms one, while their left and right semi-local norms distinguish the two directions independently. Finally, put
These two operators have the same exact statistics
but their local block norms are respectively
Theorem 3.8 (Exact Additive Completion of Fixed Carrier Motion). Fix
orthogonal projectors
and let
Write the Hilbert--Schmidt orthogonal decomposition
Then, for every
Thus the additive budget combines linearly only with the component of the carrier-motion error already lying in the final block space. It combines orthogonally with the remaining component.
Proof. The map
is the Hilbert--Schmidt orthogonal projector onto $\mathcal S'{ij}$. Moreover,
the set of compressed additive errors with $\lVert E_a\rVert_F\le\varepsilon$
is exactly the closed Frobenius ball of radius $\varepsilon$ in
$\mathcal S'{ij}$: compression cannot increase the norm, while every
The second term is maximized by choosing
Corollary 3.9 (Explicit Three-Axis Strictness). The three-term localized
sum and the scalar global sum are not, in general, the exact joint optimum for
a fixed carrier geometry. Let
Complete both pairs to orthogonal sectorizations using their orthogonal rotated complements. Then
For the carrier-motion error
Hence, with any
By contrast, the three-term localized and global bounds are respectively
Both inequalities are strict. In particular, the sum in Theorem 3.1 is a portable certificate, not a claim of joint minimax optimality.
Proof. Direct multiplication gives
$Q'_i\bar Y_aQ'j=c^2\lvert u\rangle\langle v\rvert$. Its projection against
the final block space cancels the projection of
$\lvert e_1\rangle\langle e_2\rvert$, so $A\parallel=0$. The two rank-one
operators have Hilbert--Schmidt inner product
Theorem 3.8 gives the exact supremum. The first and third localized terms have
norms
Theorem 3.10 (Equality Criterion for the Localized Bound). Write the three terms in Theorem 3.1 as
Then
if and only if there are a matrix
Zero terms correspond to zero coefficients. Equivalently, every two nonzero terms have Hilbert--Schmidt inner product equal to the product of their norms, with positive real phase.
For differences of orthogonal projectors, this condition forces
Thus all three localized terms can never be simultaneously nonzero at an equality point. Equality is possible with one active term, or with two active terms that lie on the same nonnegative ray.
Proof. The Frobenius norm is the Hilbert-space norm associated with the Hilbert--Schmidt inner product. Equality in its finite triangle inequality holds exactly when all nonzero summands lie on one nonnegative ray. This proves the first equivalence.
It remains to use projector geometry. Suppose all three coefficients were
positive. Because
The self-adjoint difference
for every
Remark 3.11 (When the global bound is also attained). Equality
together with the common-ray criterion above. Theorem 3.10 shows that the three displayed equalities cannot all contribute positively to one joint equality point.
Corollary 4.1 (Typed activity margin). Let
and let
For a declared threshold
Theorem 4.2 (Completeness of the Unresolved Interval). For
Then the margin policy of Corollary 4.1 returns
Both alternatives are realized by finite-dimensional operator-only
perturbations with fixed coordinate projectors. Hence no sound classifier
using only
Proof. The policy is unresolved exactly when
In that case
For realization, use fixed projectors onto
Corollary 4.3 (Finite aggregate margin). For a finite coordinate family
The same threshold trichotomy therefore applies to an aggregate coordinate using these lower and upper bounds. Section 6.2 applies this aggregate policy to the Rubik observation; the Markov example in Section 6.3 remains a coordinatewise semantic lift.
The following is an application with additional structure, not a conclusion about arbitrary Markov systems.
Corollary 5.1 (Singleton Markov Lift). Let
be row-stochastic with
Suppose a perturbation preserves this two-state form and the reverse
probability
If
Proof. The coordinate block is
If
Boundary 5.2 (Partition and threshold discipline). Corollary 5.1 is not
available after continuously rotating the coordinate projectors: the result
is still an orthogonal Hilbert frame but no longer a set-valued partition of
the Markov states. Extension 3.1a remains algebraically and metrically valid
for a bounded oblique carrier resolution, but such a resolution is even
further from a state partition and therefore does not restore the Markov
probability interpretation. Also, for any positive threshold
is a positive Markov edge that remains inactive under the block-strength policy. Positive support and thresholded block activity are different types.
The separately packaged note proves one nontrivial proportional-row preservation contract for finite chains: expected hitting time decreases and stationary target mass increases as the direct target probability grows, while the absolute spectral gap need not be monotone. The classification of general preservation contracts remains open.
The manuscript proofs are theorem authority. The computational records are registered in two distinct layers. The exact layer uses integer and \texttt{Fraction} arithmetic and literal exact-zero semantics. The bounded layer uses the frozen Python/NumPy float64/complex128 protocols stated below; its records are observations for declared fixtures, not proofs of the general theorems.
The exact certificate records one-axis equality witnesses for all three global constants, the fixed-global-data localization family of Theorem 3.4, the carrier-information lattice and its strict hostile pairs, an exact three-axis witness for Corollary 3.9, a localized-bound equality witness, and two-sided realizations of the unresolved interval. All matrix entries are rational, and the registry records the integer/Fraction backend, norm protocol, threshold policy, and exact-zero policy. It is a finite certificate for the declared fixtures, not a second proof of the general theorems.
The frozen exact protocol uses Python
The Rubik control uses the canonical
At the largest declared perturbation level,
| axis | positive-global coordinates | zero ratio | median ratio | mean ratio | maximum ratio |
|---|---|---|---|---|---|
| operator | |||||
| sector | |||||
| coupled |
The corresponding bound maxima and aggregate margin transitions are:
| axis | aggregate unresolved, global |
||
|---|---|---|---|
| operator | |||
| sector | |||
| coupled |
Thus the localized theorem is not merely a modest improvement of the largest
global scalar. In the operator-only control, only the
The Markov record is deliberately narrower. It uses the two-state singleton
partition to illustrate how a certified block interval lifts to positive-edge,
hitting-time, stationary-mass, and eigenvalue-separation statements under the
additional hypotheses of Corollary 5.1. Rotated Hilbert frames appear only as
a cross-layer boundary: they are not state partitions, so no Markov probability
conclusion is admitted. The frozen bounded protocol uses Python
The theorem and evidence levels are:
| Surface | Claim level | Registered control |
|---|---|---|
| Theorem 2.1, Corollary 2.2, and Boundary 2.3 | Theorem/boundary | exact integer/Fraction transport fixture and Rubik simultaneous-transport hostile control |
| Theorem 3.1 and Extension 3.1a | Theorem | Rubik orthogonal-specialization observation; Extension 3.1a is proof-only |
| Theorems 3.3--3.4 | Theorem | exact rational sharpness and separation controls |
| Definition 3.6 and Theorem 3.7 | Theorem | exact rational lattice grid and hostile pairs |
| Theorem 3.8 and Corollary 3.9 | Theorem | exact rational conditional-minimax and three-axis controls |
| Theorem 3.10 | Theorem | exact rational equality witness |
| Corollary 4.1, Theorem 4.2, and Corollary 4.3 | Theorem | exact two-sided hostile realizations and bounded Rubik aggregate sweep |
| Corollary 5.1 | Theorem under its stated two-state hypotheses | bounded Markov portability example |
Supplementary Technical Note S1 has its own theorem/boundary ledger and local
validator under experiments/paper25/notes/. It is part of the Paper XXV
release package but not part of the main theorem numbering above.
No claim is made that aggregate block profiles reconstruct the labelled
operator family or its representation; that global norms determine carrier
localization; that thresholded activity equals exact support; that an
orthogonal Hilbert frame or oblique carrier resolution is a set-valued state
partition; or that a one-block perturbation estimate controls arbitrary-depth
routed composition. Theorem 3.8 is conditional on fixed carrier geometry and
does not determine the joint minimax envelope from
Aligned unitary transport preserves the complete typed block profile because the represented operators and marked carriers move together. After alignment, the change of one generator-resolved block separates exactly into left-carrier motion, additive operator error, and right-carrier motion. The resulting localized bound retains information that every portable global norm budget forgets.
These results make that information loss quantitative. The global coefficients are sharp one axis at a time. In the fixed-projector additive-error submodel, global norms cannot detect localization and the global/semi-local/local information lattice has an exact minimax envelope at every node. For fixed carrier motion, additive error admits an exact conditional completion, while the localized triangle bound has a complete equality criterion. The threshold interval left unresolved by a certified radius is complete: the admitted information genuinely permits realizations on both sides of the threshold.
The algebra extends beyond orthogonal sectors to bounded oblique carrier resolutions, with explicit conditioning factors. Application semantics do not extend automatically. In particular, the two-state Markov lift requires a genuine singleton state partition, and the one-block theorem does not replace the image--kernel or survivor tests needed for routed composition.
Supplementary Technical Note S1 supplies one positive n-state preservation contract for hitting time and stationary mass together with a negative absolute-gap boundary. It does not close the broader classification problem.
The established boundary leaves the following questions open:
- Joint oblique minimax geometry. Determine the exact information lattice and minimax envelopes when both carrier resolutions are oblique and only projector-condition and operator-norm budgets are declared.
-
Incidence-locus stability. Relate principal angles, small singular
values, and carrier perturbations to quantitative distance from
${(A,B):AB=0}$ without identifying near incidence with exact route failure. - Productwise propagation. Establish conditions under which one-block bounds compose along a finite routed product or Paper XX survivor recursion without exponential loss.
- Semantic lifts. Supplementary Technical Note S1 establishes one proportional-row contract for hitting time and stationary mass. Classify broader preservation contracts under which block intervals imply probability, mixing, or channel statements for finite Markov partitions and open quantum channels.
All listed artifacts are available in the RIME repository under \path{experiments/paper25/}; short paths below are relative to that directory.
| Surface | Role | Short path |
|---|---|---|
| diagnostic sources | transport, localized perturbation, and two-state Markov controls | \path{*.py} |
| retained evidence | exact certificates, bounded observations, and receipts | \path{results/} |
| validators | exact replay, producer replay, claim alignment, and release closure | \path{validation/} |
| evidence metadata | claim/evidence alignment and exact release inventory | \path{claim-surface-map.json}; \path{release-manifest.json} |
| Supplement S1 | proportional-row Markov theorems, hostile matrices, and bounded audit | \path{notes/proportional_markov_semantic_lift/} |
| partial Lean surface | typed transport and scalar-margin declarations | \path{lean/} |
The exact and bounded-observation receipts have separate scopes and neither occurs in its own transitive closure. They record local closure verification, not independent validation or proof of the manuscript theorems. Reproduction commands and exact artifact paths are maintained in the experiment README and release manifest.
