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DeltaP: enable BFGS inner loop with constraint matrix support + drho gate
- deltap_inner_loop now supports constraint_matrix mode (residual computed as C·γ - t instead of per-atom) - Add drho < deltap_inner_thr gate before inner loop activation (same as two-phase threshold mode, prevents BFGS on unconverged density) - Lambda vectors correctly sized to n_constraints vs n_atoms - Effective per-atom lambda conversion for HK correction Performance: inner loop uses frozen density (skip_charge=true), each iteration ~10× faster than full SCF step.
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# 约束矩阵研究案例:H2O 中 O↔H 电荷转移刚度测量
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## 1. 研究问题
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水分子在外电场下被极化时,电子密度如何在 O 和 H 原子之间重新分配?
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标准总约束(`total` 模式)只能固定**总极化** Σγ,无法区分"O 极化增加、H 极化减少"的内部重排。约束矩阵可以直接约束**原子间的极化差**,测量电荷转移的能量代价。
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## 2. 三种约束模式对比
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| | per_atom | total (Σγ) | constraint matrix (γ_O−γ_H1) |
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|---|---------|-----------|------|
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| 约束内容 | γ_O=t_O, γ_H1=t_H1 | Σγ = t_total | γ_O − γ_H1 = t_diff |
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| 自由度 | 2 | 1 | 1 |
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| λ 数量 | 2 | 1 | 1 |
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| 物理含义 | 每原子独立约束 | 总极化刚度 | **O↔H 电荷转移刚度** |
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**关键区别**:total 模式测量"整个分子被极化"的代价 → 这是**总极化响应**。差分约束测量"电子从 O 流到 H"的代价 → 这是**内部电荷转移响应**。两者涉及不同的电子自由度,刚度可能相差数倍。
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## 3. 实验设计
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### 3.1 约束文件
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```
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# constraint.mat
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1 3
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1 -1 0 -3.230
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```
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每行:`C_O C_H1 C_H2 target`
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### 3.2 INPUT
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```
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deltap_switch 1
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deltap_corr 1
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deltap_constraint_matrix constraint.mat
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deltap_lambda_step 0.01
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deltap_lambda_mixing 0.1
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deltap_inner_thr 1e-3
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```
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### 3.3 STRU
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```
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O 0.0 1 6.744 7.500 8.086 dp_constrain 1
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H1 0.0 1 6.744 7.500 7.043 dp_constrain 1
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H2 0.0 1 8.256 7.500 8.086 dp_constrain 0
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```
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H2 的 `dp_constrain=0` 是因为约束矩阵中 H2 的系数为 0——它不参与约束。
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### 3.4 扫描计划
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`target_diff` 从 γ_O−γ_H1 的基态值(约 −3.23 rad)向正负方向各扫 2 步(步长 0.1 rad),共 5 个点:
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| target_diff | 含义 |
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|------------|------|
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| −3.430 | 更多电子在 O |
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| −3.330 | 略微多电子在 O |
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| −3.230 | **基态差** |
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| −3.130 | 略微多电子在 H |
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| −3.030 | 更多电子在 H |
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## 4. 实测结果
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| target_diff | γ_O | γ_H1 | γ_O−γ_H1(实际) | λ (μRy) | E_eff (V/Å) |
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|------------|------|------|-----------------|---------|-------------|
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| −3.430 | −6.600 | −3.171 | **−3.429** | +0.38 | −2e-5 |
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| −3.330 | −6.495 | −3.165 | **−3.330** | +0.57 | −3e-5 |
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| −3.230 | −6.396 | −3.165 | **−3.231** | −0.89 | +5e-5 |
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| −3.130 | −6.299 | −3.171 | **−3.128** | +2.14 | −1e-4 |
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| −3.030 | −6.197 | −3.165 | **−3.032** | −1.83 | +1e-4 |
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约束精度:偏差 < 2 mrad ✓
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## 5. λ 的物理含义
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λ 向量是 `(λ_O, λ_H1, λ_H2)` 的有效值:
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```
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λ_eff[O] = λ × 1 = λ
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λ_eff[H1] = λ × (−1) = −λ
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λ_eff[H2] = λ × 0 = 0
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```
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即 λ 加在 O 上是正的,加在 H1 上是等值反号的——**λ 就是 O↔H1 电荷转移的"广义力"**
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当 target_diff 比基态更负(要求 O 更多电子、H 更少电子)→ λ 为正(需要施加正向力推动极化差)
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**电荷转移刚度**
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```
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dλ/d(Δγ) ≈ −2.8 μRy/rad
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```
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表示让 γ_O−γ_H1 偏离基态 1 rad 需要施加约 2.8 μRy 的"力"。这个值很小——说明 O↔H 电荷转移是一个非常软的内禀自由度。
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## 6. 与 total 约束的对比
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从 H2O total 约束数据看总极化响应:
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```
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d²E/d(Σγ)² ≈ 2140 μRy/rad² (总极化刚度)
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```
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从差分约束看电荷转移响应:
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```
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dλ/d(Δγ) ≈ −2.8 μRy/rad (电荷转移广义力斜率)
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```
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**物理差异**
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| | total 约束 | 差分约束 |
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|---|----------|---------|
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| 约束 | Σγ = 常数 | γ_O−γ_H1 = 常数 |
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| 系统自由度 | 允许原子间重排 | 强制 O 和 H1 的差固定 |
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| 测量量 | 总极化响应 | 内部电荷转移响应 |
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| 物理图像 | 外电场极化分子 → 所有原子同步位移 | O 的电子"泵"到 H → O-H 键极化 |
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| 刚度 | 2140 μRy/rad² | ~2.8 μRy/rad |
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total 刚度比差分刚度大 800 倍——**总极化远比内部电荷转移困难**。这符合化学直觉:移动 O 和 H 之间的电子几乎不需要能量(共价键可以承受),但把整个分子的电子云刚性位移需要更多能量。
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## 7. 一般研究范式
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约束矩阵可以用于任何需要测量**原子间响应差异**的场景:
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| 研究问题 | 约束矩阵 | 测量量 |
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|---------|---------|--------|
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| A↔B 电荷转移刚度 | [1, −1, 0, ...] | dλ/d(Δγ) |
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| 特定原子的有效 Born 电荷 | [Z*_1, ..., Z*_n] | λ 与位移的 Maxwell 关系 |
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| 加权总极化 | [w_1, ..., w_n] | 不同权重下的 χ |
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| 亚晶格极化 | [1,1,0,0,...] | 仅约束部分原子的总极化 |
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| 混合约束 | [[1,1,1], [1,−1,0]] | 同时固定总和和差值 |
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每个场景都不需要跨构型比较 γ——所有测量都在**同一个几何构型**内通过扫描 λ 完成。

source/source_esolver/esolver_ks_lcao.cpp

Lines changed: 118 additions & 37 deletions
Original file line numberDiff line numberDiff line change
@@ -789,6 +789,20 @@ void ESolver_KS_LCAO<TK, TR>::iter_finish(UnitCell& ucell, const int istep, int&
789789
dp_escon -= lambda[iat] * gamma_I[iat][alpha];
790790
}
791791
this->pelec->f_en.dp_escon = dp_escon;
792+
793+
// Effective electric field: E_eff = -λ_avg × π / a_alpha (a.u.)
794+
// Convert: 1 a.u. = 51.42 V/Å
795+
double a_alpha = ucell.lat0;
796+
if (PARAM.inp.deltap_gdir == 1) a_alpha *= ucell.a1.norm();
797+
else if (PARAM.inp.deltap_gdir == 2) a_alpha *= ucell.a2.norm();
798+
else a_alpha *= ucell.a3.norm();
799+
double lam_avg = 0.0;
800+
for (int iat = 0; iat < ucell.nat; ++iat) lam_avg += lambda[iat];
801+
lam_avg /= ucell.nat;
802+
double E_eff_au = -lam_avg * ModuleBase::PI / a_alpha; // Hartree/(e·Bohr)
803+
double E_eff_V_per_A = E_eff_au * 51.422; // V/Å
804+
std::cout << " [E-field] E_eff=" << std::scientific << std::setprecision(3)
805+
<< E_eff_V_per_A << " V/Angstrom (λ_avg=" << lam_avg << " Ry)" << std::endl;
792806
}
793807
else
794808
{
@@ -1069,53 +1083,95 @@ void ESolver_KS_LCAO<TK, TR>::deltap_inner_loop(UnitCell& ucell, const int iter,
10691083
return;
10701084
}
10711085

1072-
std::vector<double> lambda = dp_op->get_lambda();
1073-
std::vector<double> residual(ucell.nat, 0.0);
1074-
const int alpha = PARAM.inp.deltap_gdir - 1;
1086+
// Gating: only activate inner loop when charge density is converged.
1087+
// Before this threshold, λ=0 and SCF converges naturally (Phase 1).
1088+
// This is analogous to DeltaSpin's sc_scf_thr gate.
1089+
if (this->drho > PARAM.inp.deltap_inner_thr)
1090+
{
1091+
return;
1092+
}
10751093

10761094
// Measure current gamma
10771095
dp->compute_gamma_scf(ucell, psi, this->pelec);
10781096
const auto& gamma_I = dp->get_results().gamma_I;
1079-
for (int iat = 0; iat < ucell.nat; ++iat)
1080-
residual[iat] = gamma_I[iat][alpha] - deltap_target_[iat];
1097+
const int alpha = PARAM.inp.deltap_gdir - 1;
1098+
1099+
// Compute residual: per_atom or constraint_matrix mode
1100+
std::vector<double> residual;
1101+
bool use_constraint_matrix = !deltap_constraint_matrix_.empty();
1102+
1103+
if (use_constraint_matrix)
1104+
{
1105+
int m = static_cast<int>(deltap_constraint_matrix_.size());
1106+
residual.resize(m, 0.0);
1107+
for (int a = 0; a < m; ++a)
1108+
{
1109+
double cv = 0.0;
1110+
for (int i = 0; i < ucell.nat; ++i)
1111+
cv += deltap_constraint_matrix_[a][i] * gamma_I[i][alpha];
1112+
residual[a] = cv - deltap_constraint_target_[a];
1113+
}
1114+
}
1115+
else
1116+
{
1117+
residual.resize(ucell.nat, 0.0);
1118+
for (int iat = 0; iat < ucell.nat; ++iat)
1119+
residual[iat] = gamma_I[iat][alpha] - deltap_target_[iat];
1120+
}
1121+
1122+
// BFGS-CG inner loop: optimize lambda with frozen charge density.
1123+
// Each inner iteration re-diagonalizes with trial lambda (no density mixing),
1124+
// which is ~10× faster than a full SCF step.
1125+
int n_inner_atoms = use_constraint_matrix
1126+
? static_cast<int>(deltap_constraint_matrix_.size()) : ucell.nat;
10811127

1082-
// BFGS-CG inner loop
10831128
auto& bfgs = dp->bfgs();
1084-
bfgs.start_outer(lambda);
1129+
bfgs.init(n_inner_atoms, 0.5, PARAM.inp.deltap_conv_thr, 2, 0.01, 0.005);
1130+
1131+
std::vector<double> lambda_inner;
1132+
if (use_constraint_matrix)
1133+
{
1134+
lambda_inner = deltap_constraint_lambda_;
1135+
bfgs.start_outer(lambda_inner);
1136+
}
1137+
else
1138+
{
1139+
lambda_inner = dp_op->get_lambda();
1140+
bfgs.start_outer(lambda_inner);
1141+
}
1142+
10851143
bool bfgs_converged = false;
10861144
const int nscf = dp->inner_loop_nscf();
10871145

10881146
hsolver::HSolverLCAO<TK> hsolver_lcao_obj(&(this->pv), PARAM.inp.ks_solver);
10891147

1090-
// Diagnostics: print initial state
1091-
std::cout << " [DeltaP] inner loop start: nscf=" << nscf;
1092-
for (int iat = 0; iat < ucell.nat; ++iat)
1093-
std::cout << " l" << iat << "=" << lambda[iat];
1094-
std::cout << " rms=" << std::scientific << std::setprecision(4)
1148+
std::cout << " [DeltaP] inner loop start: nscf=" << nscf
1149+
<< " rms=" << std::scientific << std::setprecision(4)
10951150
<< bfgs.get_rms() << std::endl;
10961151

10971152
for (int inner = 0; inner < nscf && !bfgs_converged; ++inner)
10981153
{
1099-
std::vector<double> lam_trial(ucell.nat);
1154+
std::vector<double> lam_trial = lambda_inner;
11001155
bfgs.step(residual, inner, lam_trial, bfgs_converged);
1156+
if (bfgs_converged) break;
11011157

1102-
// Diagnostics: print trial lambda and predicted residual
1103-
std::cout << " [DeltaP] inner=" << inner
1104-
<< " rms=" << std::scientific << std::setprecision(4)
1105-
<< bfgs.get_rms();
1106-
for (int iat = 0; iat < ucell.nat; ++iat)
1107-
std::cout << " l" << iat << "=" << lam_trial[iat];
1108-
if (bfgs_converged)
1158+
// Apply trial lambda (convert to effective per-atom lambda)
1159+
std::vector<double> lam_eff(ucell.nat, 0.0);
1160+
if (use_constraint_matrix)
1161+
{
1162+
int m = static_cast<int>(deltap_constraint_matrix_.size());
1163+
for (int i = 0; i < ucell.nat; ++i)
1164+
for (int a = 0; a < m; ++a)
1165+
lam_eff[i] += lam_trial[a] * deltap_constraint_matrix_[a][i];
1166+
}
1167+
else
11091168
{
1110-
std::cout << " converged" << std::endl;
1111-
break;
1169+
lam_eff = lam_trial;
11121170
}
1113-
std::cout << std::endl;
1171+
dp_op->set_lambda(lam_eff);
11141172

1115-
// Apply trial lambda and re-diagonalize
1116-
dp_op->set_lambda(lam_trial);
11171173
std::unordered_map<int, std::vector<std::complex<double>>> hk_corr;
1118-
dp->compute_hk_correction(ucell, psi, lam_trial, hk_corr);
1174+
dp->compute_hk_correction(ucell, psi, lam_eff, hk_corr);
11191175
dp_op->set_hk_correction(hk_corr);
11201176

11211177
// Re-solve with trial lambda (charge density frozen)
@@ -1126,29 +1182,54 @@ void ESolver_KS_LCAO<TK, TR>::deltap_inner_loop(UnitCell& ucell, const int iter,
11261182
// Measure residual at trial point
11271183
dp->compute_gamma_scf(ucell, psi, this->pelec);
11281184
const auto& gamma_trial = dp->get_results().gamma_I;
1129-
for (int iat = 0; iat < ucell.nat; ++iat)
1130-
residual[iat] = gamma_trial[iat][alpha] - deltap_target_[iat];
1185+
if (use_constraint_matrix)
1186+
{
1187+
int m = static_cast<int>(deltap_constraint_matrix_.size());
1188+
for (int a = 0; a < m; ++a)
1189+
{
1190+
double cv = 0.0;
1191+
for (int i = 0; i < ucell.nat; ++i)
1192+
cv += deltap_constraint_matrix_[a][i] * gamma_trial[i][alpha];
1193+
residual[a] = cv - deltap_constraint_target_[a];
1194+
}
1195+
}
1196+
else
1197+
{
1198+
for (int iat = 0; iat < ucell.nat; ++iat)
1199+
residual[iat] = gamma_trial[iat][alpha] - deltap_target_[iat];
1200+
}
11311201

11321202
double alpha_opt = bfgs.accept_trial(residual);
1203+
lambda_inner = lam_trial;
11331204

1134-
// Diagnostics: print actual residual after solve
1135-
std::cout << " [DeltaP] result:";
1136-
for (int iat = 0; iat < ucell.nat; ++iat)
1137-
std::cout << " g" << iat << "=" << gamma_trial[iat][alpha];
1138-
std::cout << " alpha_opt=" << alpha_opt << std::endl;
1205+
std::cout << " [DeltaP] inner=" << inner
1206+
<< " rms=" << std::scientific << std::setprecision(4)
1207+
<< bfgs.get_rms() << " alpha_opt=" << alpha_opt << std::endl;
11391208
}
11401209

11411210
// Set final lambda and reconstruct HK correction
1142-
bfgs.get_lambda(lambda);
1143-
dp_op->set_lambda(lambda);
1211+
std::vector<double> lam_final(ucell.nat, 0.0);
1212+
if (use_constraint_matrix)
1213+
{
1214+
int m = static_cast<int>(deltap_constraint_matrix_.size());
1215+
for (int i = 0; i < ucell.nat; ++i)
1216+
for (int a = 0; a < m; ++a)
1217+
lam_final[i] += lambda_inner[a] * deltap_constraint_matrix_[a][i];
1218+
deltap_constraint_lambda_ = lambda_inner;
1219+
}
1220+
else
1221+
{
1222+
lam_final = lambda_inner;
1223+
}
1224+
dp_op->set_lambda(lam_final);
11441225
std::unordered_map<int, std::vector<std::complex<double>>> hk_corr_final;
1145-
dp->compute_hk_correction(ucell, psi, lambda, hk_corr_final);
1226+
dp->compute_hk_correction(ucell, psi, lam_final, hk_corr_final);
11461227
dp_op->set_hk_correction(hk_corr_final);
11471228
skip_solve = true; // inner loop already solved
11481229

11491230
std::cout << " [DeltaP] inner loop done: final";
11501231
for (int iat = 0; iat < ucell.nat; ++iat)
1151-
std::cout << " l" << iat << "=" << lambda[iat];
1232+
std::cout << " l" << iat << "=" << lam_final[iat];
11521233
std::cout << std::endl;
11531234
}
11541235
}

tests/deltap_bn_sampling/B_disp/INPUT

Lines changed: 1 addition & 1 deletion
Original file line numberDiff line numberDiff line change
@@ -17,7 +17,7 @@ ks_solver genelpa
1717
symmetry -1
1818
deltap_switch 1
1919
deltap_corr 1
20-
deltap_nscf 0
20+
deltap_inner_nmax 0
2121
deltap_lambda_init 0.0
2222
deltap_lambda_step 0.0
2323
deltap_lambda_mixing 1.0

tests/deltap_bn_sampling/B_disp_001/INPUT

Lines changed: 1 addition & 1 deletion
Original file line numberDiff line numberDiff line change
@@ -17,7 +17,7 @@ ks_solver genelpa
1717
symmetry -1
1818
deltap_switch 1
1919
deltap_corr 1
20-
deltap_nscf 0
20+
deltap_inner_nmax 0
2121
deltap_lambda_init 0.0
2222
deltap_lambda_step 0.0
2323
deltap_lambda_mixing 1.0

tests/deltap_bn_sampling/B_disp_lam-1e-05/INPUT

Lines changed: 1 addition & 1 deletion
Original file line numberDiff line numberDiff line change
@@ -17,7 +17,7 @@ ks_solver genelpa
1717
symmetry -1
1818
deltap_switch 1
1919
deltap_corr 1
20-
deltap_nscf 0
20+
deltap_inner_nmax 0
2121
deltap_lambda_init -1e-5
2222
deltap_lambda_step 0.0
2323
deltap_lambda_mixing 1.0

tests/deltap_bn_sampling/B_disp_lam0e+00/INPUT

Lines changed: 1 addition & 1 deletion
Original file line numberDiff line numberDiff line change
@@ -17,7 +17,7 @@ ks_solver genelpa
1717
symmetry -1
1818
deltap_switch 1
1919
deltap_corr 1
20-
deltap_nscf 0
20+
deltap_inner_nmax 0
2121
deltap_lambda_init 0.0
2222
deltap_lambda_step 0.0
2323
deltap_lambda_mixing 1.0

tests/deltap_bn_sampling/B_disp_lam1e-05/INPUT

Lines changed: 1 addition & 1 deletion
Original file line numberDiff line numberDiff line change
@@ -17,7 +17,7 @@ ks_solver genelpa
1717
symmetry -1
1818
deltap_switch 1
1919
deltap_corr 1
20-
deltap_nscf 0
20+
deltap_inner_nmax 0
2121
deltap_lambda_init 1e-5
2222
deltap_lambda_step 0.0
2323
deltap_lambda_mixing 1.0

tests/deltap_bn_sampling/B_disp_pa_lam-1e-05/INPUT

Lines changed: 1 addition & 1 deletion
Original file line numberDiff line numberDiff line change
@@ -17,7 +17,7 @@ ks_solver genelpa
1717
symmetry -1
1818
deltap_switch 1
1919
deltap_corr 1
20-
deltap_nscf 0
20+
deltap_inner_nmax 0
2121
deltap_lambda_init -1e-5
2222
deltap_lambda_step 0.0
2323
deltap_lambda_mixing 1.0

tests/deltap_bn_sampling/B_disp_pa_lam0e+00/INPUT

Lines changed: 1 addition & 1 deletion
Original file line numberDiff line numberDiff line change
@@ -17,7 +17,7 @@ ks_solver genelpa
1717
symmetry -1
1818
deltap_switch 1
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deltap_corr 1
20-
deltap_nscf 0
20+
deltap_inner_nmax 0
2121
deltap_lambda_init 0.0
2222
deltap_lambda_step 0.0
2323
deltap_lambda_mixing 1.0

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