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| 1 | +# Phase C3 — Transition Authorization Matrix |
| 2 | + |
| 3 | +This document defines authorization and validation requirements |
| 4 | +for all state transitions defined in Phase C1. |
| 5 | + |
| 6 | +No new states or transitions are introduced here. |
| 7 | +This file assigns authority and conditions only. |
| 8 | + |
| 9 | +--- |
| 10 | + |
| 11 | +## Transition: Created → ReceiverConfirmed |
| 12 | + |
| 13 | +**Authority:** Receiver |
| 14 | + |
| 15 | +**Required Conditions:** |
| 16 | +- Intent exists |
| 17 | +- Intent is in Created state |
| 18 | +- Receiver identity matches intent.receiver |
| 19 | + |
| 20 | +**Proof Required:** |
| 21 | +- Receiver acknowledgment proof (abstract) |
| 22 | + |
| 23 | +**Failure Outcome:** |
| 24 | +- If invalid or missing proof: remain in Created |
| 25 | +- If expired: transition handled by expiry rule |
| 26 | + |
| 27 | +--- |
| 28 | + |
| 29 | +## Transition: Created → Invalid |
| 30 | + |
| 31 | +**Authority:** Protocol |
| 32 | + |
| 33 | +**Required Conditions:** |
| 34 | +- Intent detected as malformed OR |
| 35 | +- Intent parameters violate protocol invariants |
| 36 | + |
| 37 | +**Proof Required:** |
| 38 | +- None |
| 39 | + |
| 40 | +**Failure Outcome:** |
| 41 | +- Terminal Invalid state |
| 42 | +- Refund path preserved |
| 43 | + |
| 44 | +--- |
| 45 | + |
| 46 | +## Transition: ReceiverConfirmed → Committed |
| 47 | + |
| 48 | +**Authority:** Sender |
| 49 | + |
| 50 | +**Required Conditions:** |
| 51 | +- ReceiverConfirmed state |
| 52 | +- Sender identity matches intent.sender |
| 53 | +- Intent parameters unchanged |
| 54 | + |
| 55 | +**Proof Required:** |
| 56 | +- Sender commitment proof (abstract) |
| 57 | + |
| 58 | +**Failure Outcome:** |
| 59 | +- If proof invalid: remain ReceiverConfirmed |
| 60 | +- If expired: transition handled by expiry rule |
| 61 | + |
| 62 | +--- |
| 63 | + |
| 64 | +## Transition: ReceiverConfirmed → Invalid |
| 65 | + |
| 66 | +**Authority:** Protocol |
| 67 | + |
| 68 | +**Required Conditions:** |
| 69 | +- Proof contradiction detected |
| 70 | +- Timeout exceeded without sender action |
| 71 | + |
| 72 | +**Proof Required:** |
| 73 | +- None |
| 74 | + |
| 75 | +**Failure Outcome:** |
| 76 | +- Terminal Invalid state |
| 77 | +- Refund path preserved |
| 78 | + |
| 79 | +--- |
| 80 | + |
| 81 | +## Transition: Committed → Completed |
| 82 | + |
| 83 | +**Authority:** Protocol |
| 84 | + |
| 85 | +**Required Conditions:** |
| 86 | +- Valid settlement condition satisfied |
| 87 | +- No conflicting proofs exist |
| 88 | + |
| 89 | +**Proof Required:** |
| 90 | +- Settlement fulfillment proof (abstract) |
| 91 | + |
| 92 | +**Failure Outcome:** |
| 93 | +- If settlement fails: remain Committed |
| 94 | +- If expiry reached: refund path applies |
| 95 | + |
| 96 | +--- |
| 97 | + |
| 98 | +## Transition: Committed → Invalid |
| 99 | + |
| 100 | +**Authority:** Protocol |
| 101 | + |
| 102 | +**Required Conditions:** |
| 103 | +- Invalid or contradictory settlement proof |
| 104 | +- Detected tampering |
| 105 | + |
| 106 | +**Proof Required:** |
| 107 | +- None |
| 108 | + |
| 109 | +**Failure Outcome:** |
| 110 | +- Terminal Invalid state |
| 111 | +- Refund path preserved |
| 112 | + |
| 113 | +--- |
| 114 | + |
| 115 | +## Expiry Rule (Global) |
| 116 | + |
| 117 | +**Authority:** Protocol |
| 118 | + |
| 119 | +**Applies To States:** |
| 120 | +- Created |
| 121 | +- ReceiverConfirmed |
| 122 | +- Committed |
| 123 | + |
| 124 | +**Condition:** |
| 125 | +- Intent expiry time reached without completion |
| 126 | + |
| 127 | +**Outcome:** |
| 128 | +- Refund to sender |
| 129 | +- Terminal state reached |
| 130 | + |
| 131 | +--- |
| 132 | + |
| 133 | +## Notes |
| 134 | + |
| 135 | +- No transition may be initiated without declared authority. |
| 136 | +- No proof format is defined at this phase. |
| 137 | +- All terminal states are immutable. |
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