AITBM does not score the external frameworks below. This section summarizes how elements from sixteen frameworks can direct assessors to relevant AITBM evidence and criteria. The mapping direction is external framework element → implemented or observed evidence in the assessed system → applicable IVP rubric, ORP dimension, or ACI term → system-specific ERS. The published tables below state each crosswalk's scope boundary, evidence use, and dated-example limitations.
The sixteen mapped frameworks span threat taxonomies, control verification standards, certification regimes, governance and regulatory instruments, maturity models, defensive ontologies, and prior-art scoring systems. The summary table lists each framework's mapping-priority tier, category, and representative AITBM targets for which the source may guide evidence collection or test selection; per-tier detail follows.
Table 102: External Framework Mapping Summary
| Framework | Tier | Framework Type | Representative AITBM Sub-Metrics |
|---|---|---|---|
| OWASP Top 10 for LLMs | Tier 1 | Vulnerability catalogue | Ro-1, Cn-3, Pr-1, Pr-3, Tr-4, Ro-4 |
| OWASP Agentic AI - Threats and Mitigations | Tier 1 | Seventeen-threat agentic taxonomy; companion crosswalk to ASI01-ASI10 | Ro-4, Cn-1, Cn-2, Ro-3, Tr-2, Ro-1 |
| OWASP AISVS | Tier 1 | Control verification standard | Ro-4, Tr-4, Pr-1, Ro-1, Cn-1, Cn-3 |
| MITRE ATLAS | Tier 1 | Adversarial threat landscape | Cn-5, Pr-2, Ro-1, Ro-4, Cn-1, Cn-3 |
| AIUC-1 | Tier 1 | Certification + insurance standard for AI agents | Pr-1, Pr-2, Pr-3, Pr-4, Ro-1, Cn-1 |
| AIDEFEND | Tier 1 | Defensive technique catalogue | Tr-4, Ro-4, Cn-1, Cn-2, Cn-5, Ro-1 |
| NIST AI RMF | Tier 2 | Risk management framework | Ro-2, Ro-3, Tr-2, Cn-1, Cn-3, Cn-2 |
| ISO/IEC 42001 and 42005 | Tier 2 | AI management system | Cn-1, Ro-1, Ro-2, Ro-3, Pr-1, Pr-3 |
| EU AI Act | Tier 2 | Regulatory framework (binding law) | Pr-1, Pr-3, Pr-4, Fa-3, Tr-4, Tr-3 |
| CSA AI Security | Tier 2 | Cloud AI security framework (threat model + controls) | Ro-1, Ro-4, Pr-1, Pr-2, Cn-1, Ro-2 |
| NIST Cyber AI Profile (IR 8596) | Tier 3 | Cyber-AI CSF profile | Ro-1, Ro-4, Cn-1, Cn-2, Cn-4, Pr-1 |
| AIMA | Tier 3 | Maturity model | Fa-1, Fa-2, Fa-3, Fa-4, Tr-1, Tr-3 |
| COMPASS | Tier 3 | Security maturity / scoring (threat prioritization workflow) | Ro-1, Cn-1, Pr-1, Pr-4, Cn-2, Cn-5 |
| MITRE D3FEND | Tier 3 | Defensive countermeasure ontology | Tr-4, Cn-1, Ro-1, Cn-3, Cn-5, Cn-4 |
| CVSS | Tier 3 | Vulnerability scoring (prior art) | Pr-1, Pr-2, Pr-4, Cn-3, Ro-3, Ro-4 |
| GPAI Code of Practice | Tier 4 | GPAI governance | Tr-4, Tr-1, Tr-3, Pr-1, Pr-3, Ro-1 |
Tier 1 frameworks are the core threat taxonomies, control standards, and certification regimes most directly relevant to AITBM positioning and to the OWASP submission.
OWASP Top 10 for LLM Applications. Maintained by OWASP Foundation.
The OWASP Top 10 for LLMs provides a qualitative catalogue of ten LLM application risks. AITBM maps those risks to sub-metrics and evidence roles. The ERS values in the table are dated illustrative unmitigated deployment scenarios retained from the mapping analysis; they are not generic scores assigned by OWASP or canonical scores for a risk class.
Table 103: OWASP Top 10 for LLMs to AITBM Mapping
| OWASP LLM Risk | Primary AITBM Sub-Metrics | Illustrative Scenario Effect / Notes |
|---|---|---|
| LLM01 Prompt Injection | Ro-1, Cn-3 | ERS 8.2 (High) |
| LLM02 Sensitive Information Disclosure | Pr-1, Pr-3 | ERS 7.9 (High) |
| LLM03 Supply Chain | Tr-4, Ro-4 | ERS 7.5 (High) |
| LLM04 Data and Model Poisoning | Ro-4, Fa-3 | ERS 8.7 (High) |
| LLM05 Improper Output Handling | Cn-3, Cn-1 | ERS 7.7 (High) |
| LLM06 Excessive Agency | Cn-1, Cn-2 | ERS 8.4 (High) |
| LLM07 System Prompt Leakage | Pr-1, Tr-1 | ERS 6.7 (Moderate-High) |
| LLM08 Vector and Embedding Weaknesses | Ro-2, Pr-3 | ERS 6.7 (Moderate-High) |
| LLM09 Misinformation | Tr-2, Ro-3 | ERS 6.8 (Moderate-High) |
| LLM10 Unbounded Consumption | Cn-4, Ro-2 | ERS 6.3 (Moderate) |
Key findings:
-
All 10 LLM risks map to AITBM sub-metrics. In the dated illustrative scenario set, average unmitigated ERS is 7.5 (High), with modeled controls yielding an average 3.5-point (~47%) reduction.
-
LLM06 Excessive Agency is the highest-scoring item in that dated scenario set (ERS 8.4) and is driven by a Containment-axis collapse; its worked example brings in Cn-5 (Agent Identity Integrity) alongside Cn-1/Cn-2.
-
AITBM extends the catalogue with a Fairness dimension (Fa-1..Fa-4) that OWASP does not systematically address, plus ACI temporal decay for the otherwise-static OWASP classification.
-
The residual risk floor (alpha=0.15) means even fully mitigated risks retain a non-zero ERS, reflecting irreducible operational risk.
OWASP Agentic AI - Threats and Mitigations v1.1 (T1-T17 taxonomy, December 2025; companion OWASP Top 10 for Agentic Applications 2026, ASI01-ASI10). Maintained by OWASP GenAI Security Project - Agentic Security Initiative (ASI).
The OWASP agentic taxonomy enumerates seventeen threats specific to autonomous, tool-calling, memory-bearing, and multi-agent systems. AITBM maps each threat to five-level sub-metric rubrics and the IVP/ORP/ACI architecture. The T1-T15 ERS values in the table are dated illustrative deployment scenarios retained on their original worked-example basis; T16 and T17 deliberately have no generic score. A current ERS must be derived from the assessed deployment.
Table 104: OWASP Agentic AI - Threats and Mitigations to AITBM Mapping
| Agentic Threat | Primary AITBM Sub-Metrics | Illustrative Scenario Effect / Notes |
|---|---|---|
| T1 Memory Poisoning | Ro-4, Cn-1 | ERS 7.0 (High) |
| T3 Privilege Compromise | Cn-2, Cn-1 | ERS 7.9 (High) |
| T5 Cascading Hallucination Attacks | Ro-3, Tr-2 | ERS 6.6 (Moderate) |
| T6 Intent Breaking & Goal Manipulation | Cn-1, Ro-1 | ERS 7.0 (High) |
| T9 Identity Spoofing & Impersonation | Cn-5, Cn-2 | ERS 8.3 (highest in dated T1-T15 scenario set) |
| T11 Unexpected RCE and Code Attacks | Cn-1, Cn-3 | ERS 8.1 (High) |
| T12 Agent Communication Poisoning | Cn-5, Ro-4 | ERS 7.1 (High) |
| T13 Rogue Agents in Multi-Agent Systems | Cn-5, Cn-1 | ERS 8.2 (second-highest in dated T1-T15 scenario set) |
| T15 Human Manipulation | Cn-3, Tr-2 | ERS 5.8 (Moderate) |
| T16 Insecure Inter-Agent Protocol Abuse | Cn-5, Cn-1; secondary Ro-1, Tr-3, Cn-6 | Deployment-specific; no generic ERS assigned |
| T17 Supply Chain Compromise | Ro-4, Tr-4; secondary Cn-1, Tr-3, Cn-5 | Deployment-specific; no generic ERS assigned |
Key findings:
-
Within the dated T1-T15 illustrative set, T9 Identity Spoofing (8.3), T13 Rogue Agents (8.2), and T11 RCE (8.1) are Containment-dominated, and the top two are Cn-5-led. This is consistent with, but does not independently validate, AITBM's agentic weighting; T16 and T17 remain deployment-specific and are excluded from that ranking.
-
Thirteen of the seventeen threats map primarily or secondarily to the Containment axis. This concentration is consistent with AITBM's agentic Containment emphasis, but the OWASP taxonomy does not determine or validate the numeric Cn=0.45 weight.
-
Cascade-and-autonomy threats (T5, T13, T14) map to ORP Aa (Autonomy Amplification) and Cp (Cascade Potential). In the dated identity/RCE scenarios, all four ORP dimensions were elevated, producing CRM 1.60 under the step table.
-
The companion OWASP Top 10 for Agentic Applications 2026 (ASI01-ASI10, released December 9, 2025) is crosswalked to T1-T17. Version 1.1 gives ASI04 a direct T17 supply-chain counterpart and extends ASI07 with T16 protocol abuse; ASI03, ASI07, and ASI10 remain Cn-5-led in the AITBM mapping.
OWASP AI Security Verification Standard (AISVS). Maintained by OWASP Foundation.
AISVS is a community-driven catalogue of testable AI security requirements (12 chapters, 191 verifiable requirements, levels L1/L2/L3) answering 'what controls should exist'. AITBM can consume its control-verification evidence in a system assessment and select an assessment tier from the AISVS level. Numeric effects in the table are illustrative scenario results, not values assigned by OWASP or inherent to a chapter.
Table 105: OWASP AISVS to AITBM Mapping
| AISVS Chapter | Primary AITBM Sub-Metrics | Illustrative Scenario Effect / Notes |
|---|---|---|
| C1 Training Data Integrity & Traceability | Ro-4, Tr-4, Pr-1 | ~4.0-point reduction |
| C2 Input Validation | Ro-1, Cn-1, Cn-3 | ~3.8-point reduction (high-impact input security) |
| C5 Access Control & Identity | Cn-5, Cn-1, Pr-2 | ~3.0-3.5-point reduction |
| C6 Supply Chain Security for Models, Frameworks & Data | Ro-4, Tr-4, ACI Pc | ~2.0-2.5 + ACI Pc gain |
| C9 Orchestration & Agentic Security | Cn-1, Cn-2, Cn-5 | ~4.7-point reduction (highest impact for agentic) |
| C9.2 High-Impact Action Approval & Irreversibility Controls | Cn-6 | Direct mapping: C9.2.3 classification, C9.2.4 enforcement by class, C9.2.10 worst-case chain rule |
| C10 Model Context Protocol (MCP) Security | Cn-5, Ro-1, Cn-2 | ~4.0-5.0-point reduction |
| C11 Adversarial Robustness | Ro-1, Ro-2, Pr-2, Pr-1 | ~5.3-point reduction |
| C12 Monitoring, Logging & Anomaly Detection | Tr-3, Ro-2, Cn-2, ACI Ec, ACI Tf | ~1.5-2.0 + ACI freshness |
| Privacy & personal data (distributed - C1.2.3, C8.2-C8.3, C11.2; no dedicated chapter) | Pr-1, Pr-2, Pr-3, Pr-4 | ~2.5-3.5-point reduction |
Key findings:
-
AISVS gives strong coverage of 16/22 AITBM sub-metrics (73%), partial on 2 (Tr-1 explainability, Pr-3 data minimization), and defers the 4 Fairness sub-metrics (Fa-1–Fa-4) by design to ISO 42001 / ISO 23894 / NIST AI RMF.
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AISVS C9.2 (High-Impact Action Approval and Irreversibility Controls) maps directly onto the new Cn-6 (Action Reversibility Classification Rate): C9.2.3 requires reversibility classification, C9.2.4 runtime enforcement by class, and C9.2.10 the worst-case chain composition rule - making Cn-6 the 16th strongly covered sub-metric.
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AISVS C5, C9.4, and C10.2 directly target controls relevant to Cn-5 (Agent Identity Integrity). C9 and C10 contain 57 requirements in total (34 + 23, or 29.8% of the 191 requirements). This is strong scope alignment, not an AISVS endorsement or validation of AITBM's numeric weight.
-
The AISVS worked example is retained on its dated 21-sub-metric, pre-GDCP basis. A current assessment must derive Cn-6, Cp, ACI, and ERS under the current specification; AISVS compliance alone does not assign the displayed reduction.
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AITBM uses AISVS levels as one input to its own pathway guidance (L1 to Tier III, L2 to Tier II, L3 to Tier I). C6 and C12 artifacts may support ACI provenance and freshness only when the evidence is applicable, complete, effective, and current.
MITRE ATLAS (Adversarial Threat Landscape for Artificial Intelligence Systems). Maintained by MITRE Corporation.
MITRE ATLAS is an ATT&CK-style knowledge base of adversarial AI tactics, techniques, and real-world case studies (data version 2026.06: 16 tactics, 103 top-level techniques plus 70 sub-techniques, 35 mitigations, and 63 case studies). This AITBM-authored crosswalk maps ATLAS elements to IVP/ORP/ACI evidence for system-specific ERS assessment.
Table 106: MITRE ATLAS to AITBM Mapping
| Released ATLAS Tactic | Primary AITBM Targets | Evidence Use / Boundary |
|---|---|---|
| AML.TA0000 AI Model Access | Pr-1, Pr-2, Tr-4; As | Model-access paths select leakage, inference, lineage, and exposure tests |
| AML.TA0001 AI Attack Staging | Ro-1, Ro-4, Tr-4 | Selects adversarial-input, poisoning, and provenance tests |
| AML.TA0002 Reconnaissance | Tr-3, Tr-4; As | Informs probing visibility and discoverable-origin evidence |
| AML.TA0003 Resource Development | Ro-4, Tr-4; ACI Pc | Identifies malicious artifacts and provenance paths to test |
| AML.TA0004 Initial Access | Cn-1, Cn-5, Pr-2; As | Selects trust-boundary, identity, and exposed-entry tests |
| AML.TA0005 Execution | Cn-1, Cn-2, Cn-3, Cn-6; Aa | Selects authority, output-release, escalation, and action-gating tests |
| AML.TA0006 Persistence | Cn-2, Cn-5, Tr-3; Rf | Selects persistent-state, credential, audit, eviction, and recovery tests |
| AML.TA0007 Defense Evasion | Cn-3, Cn-4, Tr-2, Tr-3; ACI C_monitor | Selects bypass, detection-evasion, logging, and monitoring-health tests |
| AML.TA0008 Discovery | Pr-1, Pr-2, Tr-4; As | Selects model, data, service, and exposure discovery tests |
| AML.TA0009 Collection | Pr-1, Pr-3, Pr-4; Tr-3 | Selects collection, minimization, re-identification, and audit tests |
| AML.TA0010 Exfiltration | Pr-1, Pr-4, Cn-1, Cn-3; Tr-3 | Selects leakage, egress, release-gate, and detection tests |
| AML.TA0011 Impact | Ro-2, Ro-3, Ro-4; Cp, Rf | Selects integrity, availability, behavior, cascade, and recovery tests; Cp remains graph-derived |
| AML.TA0012 Privilege Escalation | Cn-1, Cn-2, Cn-5, Cn-6 | Selects authority, delegated-identity, escalation, and gating tests |
| AML.TA0013 Credential Access | Cn-5, Pr-2, Tr-3 | Selects token, key, workload-identity, and credential-use tests |
| AML.TA0014 Command and Control | Cn-1, Cn-2, Tr-3; As | Selects outbound-control, session, egress, and command-channel tests |
| AML.TA0015 Lateral Movement | Cn-1, Cn-2, Cn-5; Cp | Selects segmentation, delegated-access, identity, and graph-reachability tests |
Key findings:
-
Technique examples select applicable AITBM tests. The detailed mapping does not claim an exhaustive 173-technique crosswalk, and no technique has a generic ERS or fixed remediation delta.
-
ATLAS threat and case evidence may support test selection and applicability. It does not determine AITBM anchors, weights, calibration, or ERS.
-
Case studies can support threat applicability and test design, but a current ERS requires reconstruction of the assessed deployment, evidence date, architecture, SDG, IVP, Aa/As/Cp/Rf, and ACI.
-
ATLAS is an adversarial-threat knowledge base, not a general fairness or transparency standard. AITBM evaluates those separate system properties without treating ATLAS's deliberate scope as a defect.
AIUC-1 (Artificial Intelligence Underwriting Company Standard 1). Maintained by Artificial Intelligence Underwriting Company (AIUC).
AIUC-1 is a pass/fail, Lloyd's-insured certification standard for AI agents. Its July 15, 2026 edition has 51 active requirements (43 mandatory and 8 optional); current total control counts are not published. AITBM adds a quantitative, multi-dimensional, confidence-graded risk score that a binary certificate does not express.
Table 107: AIUC-1 to AITBM Mapping
| AIUC-1 Domain | Primary AITBM Sub-Metrics | Evidence Use / Boundary |
|---|---|---|
| A - Data & Privacy (8 requirements) | Pr-1, Pr-2, Pr-3, Pr-4 | Verified privacy and data-handling evidence may support the listed rubrics; the domain does not assign a tier |
| B - Security (10 requirements) | Ro-1, Cn-1, Cn-2 | Current adversarial-test evidence may support Ro-1 when coverage and effectiveness requirements are met |
| C - Safety (12 requirements) | Cn-3, Fa-1, Fa-2, Fa-3, Fa-4, Ro-3 | Measured safety and bias-test evidence may support applicable Cn, Fa, and Ro rubrics |
| D - Reliability (4 requirements) | Ro-3, Cn-1, Cn-2 | Reliability testing may support Ro-3 and may refresh covered evidence when AITBM admissibility rules are met |
| E - Accountability (15 requirements) | Tr-1, Tr-3, Tr-4 | Current accountability and logging evidence may support Tr-3/Tr-4 and inform Rf |
| F - Society (2 requirements) | Cn-2, Cn-3, Tr-4 | Misuse scenarios provide assessment context; they do not assign a tier or ACI cap automatically |
Key findings:
-
AIUC-1's insurance mechanism and AITBM's residual-risk floor address different questions: risk transfer versus risk quantification. Their coexistence is conceptually consistent with non-zero residual risk, but it does not validate AITBM's selected alpha=0.15 value.
-
The official AIVSS-AIUC-1 crosswalk maps only about two controls each to Agent Identity Impersonation (E016, F001) and Multi-Agent Orchestration (B006, E010); this coverage is thin and policy-and-disclosure oriented rather than a graduated cryptographic-identity rubric - the depth that AITBM's Cn-5 (Agent Identity Integrity) and agentic/MCP weighting add.
-
AIUC-1's quarterly third-party re-testing cadence can provide refresh evidence for covered sub-metrics. Tf resets only when the report satisfies the applicable AITBM evidence-quality, coverage, and event rules.
-
AIUC-1 certification and its associated insurance offering address control verification and risk transfer. AITBM separately measures deployment-specific technical risk and evidence confidence; neither output substitutes for the other.
AIDEFEND (AI Defense Framework). Maintained by Edward Lee (independent, community-driven; CC BY 4.0).
AIDEFEND is an independent open-source catalogue of 92 defensive techniques across seven D3FEND-inspired tactics. AITBM maps verified implementation and effectiveness evidence to applicable rubrics; a technique has no inherent anchor or fixed ERS reduction.
Table 108: AIDEFEND to AITBM Mapping
| AIDEFEND Tactic | Primary AITBM Sub-Metrics | Evidence Use / Boundary |
|---|---|---|
| Model (10 techniques) | Tr-4, Ro-4, Cn-1, Cn-2, Cn-5, Cn-6 | Asset, authority, provenance, identity, and action-governance evidence; no fixed score |
| Harden (37 techniques) | Ro-1, Cn-1, Cn-2, Cn-3, Cn-5, Cn-6 | Measured hardening and permission-enforcement evidence; no fixed anchor or ERS change |
| Detect (18 techniques) | Ro-1, Ro-3, Cn-1, Cn-2, Cn-5, Tr-3, Cn-6 | Behavior, detection, audit, and monitoring evidence subject to coverage and health rules |
| Isolate (8 techniques) | Cn-1, Cn-4; As; SDG | Isolation informs boundaries, exposure, and graph reachability; Cp remains graph-derived |
| Deceive (7 techniques) | Tr-3; ACI monitoring context | Decoy telemetry may support detection and audit evidence; no fixed ERS change |
| Evict (5 techniques) | Cn-2; Rf | Measured eviction and quarantine performance may inform containment and remediation feasibility |
| Restore (7 techniques) | Cn-2, Tr-4; Rf | Measured rollback, versioning, and recovery evidence may inform Rf and provenance |
Key findings:
-
AIDEFEND placements identify evidence relevant to the listed AITBM targets. Technique presence alone does not assign a rubric anchor or ERS reduction; applicability, implementation, effectiveness, coverage, and evidence quality govern.
-
The AIDEFEND worked example is retained on its dated pre-Cn-6, pre-GDCP basis. A current assessment must derive all current containment, operational, behavioral, and Section 5 inputs; the displayed reduction is not inherent to the control stack.
-
Drift/anomaly-detection and Restore evidence may support ACI monitoring/freshness and ORP Remediation Feasibility when the deployment satisfies the applicable coverage, health, reset, and effectiveness rules.
-
AIDEFEND has weak Fairness coverage (only ~2 of the catalog's techniques address bias/fairness), a flagged gap; the AITBM mapping was reconciled against data version 2026.07.28 (92 techniques; 2026-07-30): the upstream release renumbered the Harden tail, retired old AID-H-010 (Transformer Architecture Defenses, removed from Ro-1), and four techniques gained mappings — AID-D-018 (detection-efficacy validation) to Tr-3, AID-H-036 (multilingual classifier evaluation) to Ro-1/Cn-3, AID-H-037 (reasoning-state security) to Cn-3/Cn-4, and AID-R-007 (external side-effect reconciliation) to Cn-6. A subsequent coverage pass at the same data version mapped seven further techniques - AID-H-019, AID-H-022, AID-H-023, AID-I-003, AID-I-007, AID-M-005, and AID-DV-002 - taking Model-tactic utilization to complete (10 of 10), Harden to 35 of 37, and Isolate to 6 of 8; AID-E-004 and AID-R-004 were evaluated and recorded as ORP and ACI evidence without sub-metric placement.
-
The mapping now spans 152 sub-metric mappings using 76 distinct techniques (average ~6.9 per sub-metric), covering all 22 AITBM sub-metrics; Cn-6 (Action Reversibility Classification Rate) maps to 9 techniques (AID-M-006, AID-M-009, AID-H-018, AID-H-034, AID-D-011, AID-D-015, AID-H-035, AID-R-007, AID-I-003).
Tier 2 frameworks are governance, risk-management, and regulatory regimes with significant complementary scope.
NIST Artificial Intelligence Risk Management Framework (AI RMF 1.0). Maintained by National Institute of Standards and Technology (NIST), U.S. Department of Commerce.
The NIST AI RMF is a voluntary governance framework that names seven trustworthiness characteristics and a MEASURE function without prescribing one universal scoring method. AITBM is one possible technical measurement companion, using 22 rubrics and IVP/ORP/ACI to produce a system-specific ERS.
Table 109: NIST AI RMF to AITBM Mapping
| RMF Trustworthiness Characteristic | Primary AITBM Sub-Metrics | Illustrative Scenario Effect / Notes |
|---|---|---|
| Valid and Reliable | Ro-2, Ro-3, Tr-2 | Foundational; affects all axes |
| Safe | Cn-1, Cn-3, Cn-2, Ro-3 | High for agentic/user-facing |
| Secure and Resilient | Ro-1, Ro-4, Cn-2, Cn-4, Cn-5 | High; spans Robustness + Containment |
| Accountable and Transparent | Tr-3, Tr-4 | Moderate; also feeds ORP Rf |
| Explainable and Interpretable | Tr-1, Tr-2 | Moderate |
| Privacy-Enhanced | Pr-1, Pr-3, Pr-2, Pr-4 | High for personal-data systems |
| Fair - with Harmful Bias Managed | Fa-1, Fa-3, Fa-2, Fa-4 | Moderate; full Fairness axis |
Key findings:
-
MEASURE is the principal integration interface in this crosswalk. The AI RMF does not mandate a score, thresholds, or aggregation method; AITBM offers one compatible implementation by mapping GOVERN to tier/pathway and Tr-3/ORP Rf, MAP to architecture and ORP As/Cp, MEASURE to IVP and ACI Ec, and MANAGE to ERS sensitivity and ACI decay.
-
AI RMF 1.0 does not define a dedicated agent-identity scoring metric. AITBM's Cn-5 should be assessed for in-scope Agentic-MCP systems; this is a difference in measurement granularity, not a claim that RMF governance cannot address identity risk.
-
AITBM's operational rubrics support structured comparison across teams, systems, and time, while ACI supplies an evidence-freshness model for continuous-monitoring records. Reduction in inter-assessor variance remains an explicit validation target rather than an established result.
-
The NIST AI RMF worked example is retained on its dated 21-sub-metric, pre-GDCP basis. A current assessment must derive Cn-6, Cp, ACI, and ERS under the current specification; RMF process status does not assign the displayed values.
ISO/IEC 42001:2023 (with ISO/IEC 42005:2025 impact assessment). Maintained by ISO/IEC JTC 1/SC 42.
ISO/IEC 42001 specifies an AI management system and ISO/IEC 42005 provides impact-assessment guidance. This public-scope crosswalk describes how operating records may support AITBM evidence; it is not a clause-by-clause crosswalk, does not reproduce the licensed normative text, and does not substitute for either standard.
Table 110: ISO/IEC 42001 and 42005 to AITBM Mapping
| Publicly Described ISO Scope / Evidence | Primary AITBM Relationship | Evidence Use / Boundary |
|---|---|---|
| Establishing an AI management system | Tr-3, Tr-4; ACI provenance context | Approved ownership and traceability records may support applicable criteria; system existence is not technical-effectiveness evidence |
| Implementing an AI management system | IVP and ACI evidence, as applicable | Only deployment-specific operating evidence can support a rubric anchor |
| Maintaining an AI management system | ACI Ec, Tf, and monitoring context | Current evaluation and telemetry records remain subject to AITBM coverage, quality, and freshness rules |
| Continually improving an AI management system | Rf; ACI event and freshness context | Exercised corrective-action and reassessment records may inform remediation and evidence refresh |
| AI system impact assessment | SDG inputs for Cp; Rf; ACI provenance | Dependencies and harm scenarios may inform graph construction; impact labels do not set Cp or ERS |
| Impact-assessment dependency records | Graph-derived Cp evidence | Observed nodes, edges, affected parties, and propagation paths must still satisfy GDCP verification |
| Impact-assessment mitigation records | Rf and applicable IVP evidence | Implementation and measured effectiveness govern; a planned mitigation receives no automatic score credit |
| Management-system audit records | Tr-3 and ACI provenance context | Audit evidence may strengthen traceability or independence when applicable; certification is not an AITBM score |
| Certification-body evidence under ISO/IEC 42006 | ACI context only | May support evidence provenance; does not attest every technical rubric or determine ERS |
Key findings:
-
AITBM's Cn-5 is a dedicated technical metric for agent identity. This public-scope crosswalk makes no claim that ISO prohibits, omits, or certifies particular agent-identity controls; the licensed normative text and the organization's selected controls govern ISO conformity.
-
Certification status and impact-assessment labels do not assign AITBM scores. Impact records may supply dependency, harm-scenario, remediation, and provenance evidence, but Cp remains graph-derived and ERS remains deployment-specific. AITBM does not determine ISO conformity and is not specified or endorsed by ISO or IEC.
-
ISO certification raises confidence in the evidence chain (better ACI Pc/Ec/Tf) but never lowers a system's intrinsic risk; the alpha=0.15 residual-risk floor applies regardless of certification.
-
AITBM is not an accredited certification and defines no governance clauses; ISO produces no quantitative ERS, no temporal-decay model, and no architecture-specific weighting - the two are genuinely complementary at different altitudes.
Artificial Intelligence Act - Regulation (EU) 2024/1689. Maintained by European Union (European Parliament and Council of the EU).
The EU AI Act is binding law establishing risk tiers and provider obligations enforced through conformity assessment and CE marking, while AITBM is a technical-risk quantification framework that helps providers prioritise and evidence the Act's Article 9 and Article 15 technical duties without ever certifying legal conformity.
Table 111: EU AI Act to AITBM Mapping
| EU AI Act Obligation | Primary AITBM Sub-Metrics | Evidence Use / Notes |
|---|---|---|
| Risk-management system | Whole IVP, ORP, ERS | May trigger deployment-specific reassessment; the legal duty does not set an AITBM cadence |
| Data and data governance | Pr-1, Pr-3, Pr-4, Fa-3 | Dataset bias and representation testing; minimisation |
| Technical documentation (Annex IV) | Tr-4 | Model lineage; documentation completeness |
| Record-keeping (logging) | Tr-3 | Audit-trail coverage and tamper-evidence |
| Transparency to deployers | Tr-1 | Explainability depth; instructions for use |
| Human oversight | Cn-2 | Intervention and override evidence informs the Aa authority assessment |
| Accuracy, robustness and cybersecurity | Ro-1, Ro-2, Ro-3, Cn-1, Cn-3, Cn-4 | Attack-success-rate, shift, consistency, and security-control evidence |
| Limited-risk transparency obligations | Tr-1, Tr-3 | AI-interaction disclosure and synthetic-content labelling |
| GPAI systemic-risk assessment | ORP Cp, ORP Aa | Risk scenarios and dependency evidence feed the SDG; Cp remains graph-derived |
Key findings:
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The EU AI Act is binding law and AITBM is not: a favourable ERS does not certify conformity, replace conformity assessment, CE marking, or registration, and carries no legal standing - AITBM only supports the conformity dossier as a due-diligence artifact.
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Legal tier and technical risk are different axes: the transparency-tier agentic customer-service assistant scores ERS 5.2 (Moderate), higher than the high-risk CV-screening system at 4.9, because weak Containment (Cn-1/Cn-2/Cn-5) plus elevated autonomy and attack surface make it technically riskier despite a lighter legal burden.
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AITBM maps the Act's qualitative 'appropriate / state-of-the-art' expectations under Articles 9 and 15 into 0.00-1.00 technical rubrics. Reassessment and ACI evidence-freshness records can support, but do not by themselves establish, compliance with continuous risk-management and post-market-monitoring duties.
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The Act is technology-neutral and does not prescribe AITBM's Cn-5 agent-identity metric or architecture-specific weighting. Regulation (EU) 2026/1744, published 24 July and in force 27 July 2026, defers Annex III high-risk duties to 2 December 2027 and Article 6(1)/Annex I duties to 2 August 2028, except Article 6(5). Article 50 generally applies from 2 August 2026, with a 2 December 2026 transition for Article 50(2) on generative systems already marketed before that date; Article 50(7) was also amended.
CSA AI Security (MAESTRO + AI Controls Matrix). Maintained by Cloud Security Alliance (CSA).
CSA supplies cloud-specific AI security through MAESTRO's seven-layer threat model and AICM v1.1's 247 control objectives across 18 domains. This crosswalk routes verified CSA evidence into AITBM's IVP, current Aa/As/Cp/Rf operational dimensions, and ACI. A CSA threat, control, domain, or maturity level has no inherent ERS value or fixed ERS reduction.
Table 112: CSA AI Security to AITBM Mapping
| MAESTRO Layer / AICM Domain | Primary AITBM Sub-Metrics | Evidence Use / Notes |
|---|---|---|
| L1 Foundation Models | Ro-1, Ro-2, Ro-3, Ro-4, Pr-1, Pr-2, Tr-4 | Model-level attack paths and provenance evidence |
| L2 Data Operations | Ro-4, Pr-1, Pr-2, Pr-3, Pr-4, Tr-3, Tr-4 | Training, retrieval, memory, data-flow, and SDG evidence |
| L3 Agent Frameworks | Cn-1, Cn-2, Cn-3, Cn-5, Cn-6, Ro-1 | Tool authority, identity, execution, and action-gating evidence; also informs Aa |
| L4 Deployment & Infrastructure | Cn-1, Cn-2, Cn-4, Pr-2 | Exposure informs As; dependencies feed graph-derived Cp; recovery evidence informs Rf |
| L5 Evaluation & Observability | Tr-2, Tr-3, ACI Ec, Tf, C_monitor, C_behavior | Evidence coverage, freshness, and monitoring caps when effectiveness is verified |
| L6 Security & Compliance | Cn-1, Cn-2, Cn-5, Cn-6, Tr-3, ACI Pc, Ec, Rf | Policies and records can support IVP, ACI, and Rf; no controls-maturity ORP dimension |
| L7 Agent Ecosystem | Cn-1, Cn-2, Cn-5, Cn-6, Ro-3, Aa, As, Cp | External-agent identity, authority, behavioral, exposure, and SDG evidence |
Key findings:
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All seven MAESTRO layers and all 18 current AICM domains are routed. This is a layer/domain-level crosswalk, not a claim that all 247 AICM control objectives have identical targets or have been individually validated.
-
Multi-tenancy, shared services, and agent marketplaces affect Attack Surface Exposure and the System Dependency Graph. They do not set a generic ERS or Cascade Potential value; Cp remains graph-derived under GDCP.
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AICM controls count as AITBM evidence only when the assessed deployment demonstrates the applicable rubric criterion and test method. Control presence or AISMM maturity does not convert directly into IVP, ORP, ACI, or ERS values.
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AICM governance and impact-assessment artifacts can support Fairness evidence, while supply-chain transparency artifacts can support ACI Provenance Completeness. Each AITBM anchor still requires evidence for the exact assessed deployment.
Tier 3 frameworks are specialized cyber profiles, maturity models, defensive ontologies, and prior-art scoring systems.
NIST IR 8596 - Cybersecurity Framework Profile for Artificial Intelligence (Cyber AI Profile). Maintained by National Institute of Standards and Technology (NIST), with NCCoE and MITRE contributors.
NIST IR 8596 is a qualitative CSF 2.0 community profile naming cybersecurity outcomes to pursue when AI is a target, a defensive tool, and an adversary capability. This AITBM-authored crosswalk offers one multi-dimensional, time-aware way to measure selected outcomes; NIST does not prescribe or endorse ERS.
Table 113: NIST Cyber AI Profile (IR 8596) to AITBM Mapping
| Cyber AI Profile Focus Area / CSF Function | Primary AITBM Sub-Metrics | Illustrative Scenario Effect / Notes |
|---|---|---|
| Secure: securing AI systems | Ro-1, Ro-4, Cn-1, Cn-2, Cn-4, Pr-1, Pr-2 | ERS 7.0-10.0 if dominant (exposed, autonomous) |
| Defend: AI-enabled cyber defense | Tr-3, Tr-1, Tr-2, Ro-3, ORP Aa | ERS 5.0-7.0 as a scored asset |
| Thwart: thwarting AI-enabled attacks | Ro-1, Ro-2, ORP As, ACI Tf | Drives CRM upward; faster evidence decay |
| GOVERN | Tr-3, Tiered Pathway selection | Governance posture sets assessment depth |
| IDENTIFY | Tr-4, ACI Pc | Architecture classification; provenance/AIBOM |
| PROTECT | Cn-1, Cn-2, Cn-4, Cn-5, Ro-1, Ro-4 | The protective IVP sub-metrics |
| DETECT (model drift, data poisoning) | Ro-2, Ro-3, Ro-4, Tr-3 | Drift and poisoning named explicitly |
| RESPOND | ORP Rf, Cn-2 | Remediation feasibility; containment during response |
| RECOVER (compromised weights/data) | ORP Rf, Tr-4, ACI Pc | Clean-lineage restoration requires provenance |
Key findings:
-
The Profile brings agentic, multi-agent, inter-agent authentication, and least-agency outcomes into scope. This crosswalk maps those outcomes to Cn-5 and the agentic architecture profile; the numeric weights remain AITBM design choices.
-
The 'Thwart' lens flows through ORP (As elevator) and ACI (faster Tf decay) rather than IVP: AI-enabled adversaries should raise Attack Surface Exposure (e.g. 0.50 to 0.80), lifting N_elevated and CRM - operational and temporal dimensions a qualitative profile cannot express numerically.
-
Coverage is strongest where AITBM's Robustness and Containment axes live (Secure): 8/22 sub-metrics strong, 8/22 partial, 6/22 gaps (Fa-1, Fa-3, Fa-4, Pr-4, Cn-5, Cn-6); the Fairness axis sits outside a cybersecurity profile's scope and DETECT explicitly names model drift (Ro-3) and data poisoning (Ro-4).
-
IR 8596 remains an Initial Preliminary Draft (December 16, 2025) and does not prescribe a quantitative score or residual-risk floor. This crosswalk shows how AITBM can translate selected CSF outcomes into a comparable, confidence-graded ERS; NIST does not designate AITBM as a common denominator.
OWASP AI Maturity Assessment (AIMA). Maintained by OWASP Foundation.
OWASP AIMA grades an organization's AI-program maturity qualitatively across eight lifecycle domains, while AITBM operationalizes that maturity quantitatively - turning the maturity grade into Tiered Assessment Pathway eligibility and, through the ACI components (Pc/Ec/Tf), into the confidence and freshness of a per-system ERS.
Table 114: AIMA to AITBM Mapping
| AIMA Domain | Primary AITBM Sub-Metrics | Illustrative Scenario Effect / Notes |
|---|---|---|
| Responsible AI | Fa-1, Fa-2, Fa-3, Fa-4, Tr-1 | Fairness/explainability artifacts; raises Ec |
| Governance | Tr-3, Tr-4, ORP Rf | Pc and deployment-tier assignment |
| Data Management | Pr-1, Pr-3, Ro-4 | Data lineage is the canonical Pc source |
| Privacy | Pr-1, Pr-2, Pr-3, Pr-4 | Privacy-by-design; Ec and tier assignment |
| Design | Cn-1, Cn-2, Ro-2 | Threat modeling sets containment boundaries |
| Implementation | Cn-3, Cn-4, Cn-5 | Secure build provenance; agentic identity binding |
| Verification | Ro-1, Ro-3, Cn-3, Cn-5 | Red-team/eval reports; strongest Ec + Tf driver |
| Operations | Tr-3, ORP Rf, ORP As | Monitoring keeps Tf fresh; incident-response improves Rf |
Key findings:
-
AIMA maturity maps to measurement confidence, not intrinsic risk: Level 1 to Lite/ACI ~0.30-0.55, Level 2 to Standard/ACI ~0.55-0.75, Level 3 to Full/ACI ~0.78-0.95 - a high AIMA score never zeros out a system's residual risk (alpha=0.15 floor stands), it makes the ERS complete, comparable, and current.
-
The two-org worked example isolates the mechanism: an identical RAG system scores ERS ~4.9 at a Level-1 org versus ~4.0 at a Level-3 org purely through the ACI term (0.45 vs 0.90), since IVP and CRM are held identical - Level-1's score is fragile and decays fast while Level-3's is tight and self-refreshing.
-
AIMA's SAMM-derived streams map cleanly to ACI: 'Measure & Improve' is a direct Tf/Ec generator and 'Create & Promote' feeds Pc - this is the CVE/CVSS-vs-drift problem ACI exists to solve, since a one-time deep assessment from an immature org goes stale.
-
The frameworks operate mainly at different levels: AIMA grades organizational maturity and process, while AITBM measures an assessed deployment. AIMA v1.0 and Toolkit 1.0.1 use eight lifecycle domains and do not provide an ERS, IVP/ORP/ACI profile, or a dedicated Cn-5 agent-identity metric.
OWASP Threat Defense COMPASS. Maintained by OWASP GenAI Security Project.
COMPASS supplies a fast OODA-loop threat-prioritization workflow that ranks known AI threats by Impact x Likelihood. AITBM can complement that workflow with multi-dimensional, confidence-graded system assessment; a COMPASS threat-row priority is not numerically interchangeable with an ERS.
Table 115: COMPASS to AITBM Mapping
| COMPASS Dimension / Threat Class | Primary AITBM Sub-Metrics | Illustrative Scenario Effect / Notes |
|---|---|---|
| Impact (1-5) dimension | IVP sub-metric severity + ORP Cp | Input construct; COMPASS blends failure severity with blast radius that AITBM separates |
| Likelihood (1-5) dimension | IVP sub-metric exposure + ORP As | Input construct; maps to exploitability and deployment exposure |
| Prompt injection (LLM01) | Ro-1, Cn-1 | ERS 6.5-8.5 (High); adversarial ASR + unauthorized-action rate |
| Sensitive disclosure (LLM02) | Pr-1, Pr-4 | ERS 6.0-8.0 (High); membership-inference / leakage probes |
| Excessive agency (LLM06) | Cn-1, Cn-2, Cn-5 | ERS 7.0-9.0 (High-Critical); unauthorized-action + identity-spoofing rate |
| Misinformation / hallucination (LLM09) | Ro-3, Tr-2 | ERS 5.0-7.0 (Moderate-High); hallucination rate + calibration error |
| Bias / discriminatory output | Fa-1, Fa-3, Fa-4 | ERS 4.5-6.5; demographic-parity + counterfactual-fairness tests |
| Agent impersonation / multi-agent trust | Cn-5 | ERS 7.0-9.0 (High-Critical); identity-spoofing success rate (ISSR), MTTQ |
| OODA cadence (continuous re-run) | ACI Tf (Temporal Freshness) | Each re-run resets Tf; BBD decay erodes confidence between runs |
Key findings:
-
COMPASS scores individual threat rows on two assessor-estimated 1-5 scales (Impact and Likelihood). In a combined workflow, AITBM supplements that priority cell with a system-level 0-10 ERS and preserved per-axis profile; it does not replace COMPASS's threat-prioritization output.
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A COMPASS Impact x Likelihood cell entangles failure severity, deployment context, and confidence; AITBM separates these into IVP, ORP/CRM, and ACI so remediation can target the weakest axis (e.g. Cn-1, Cn-5) rather than an opaque '4x4'.
-
There is no priority-to-ERS numeric crosswalk: COMPASS ranks one threat, ERS scores a whole system. The integration is evidence flow (score each row's sub-metric -> compose to ERS) and writing ERS-derived severity back into COMPASS.
-
Agentic worked example: two interchangeable-looking 4x4 rows resolve to ERS 7.3 (High), with the Cn axis (0.34, driven by Cn-1 and Cn-5) dominating under Agentic 45% Containment weighting; remediation drops it to ~3.9.
MITRE D3FEND (Detection, Denial, and Disruption Framework Empowering Network Defense). Maintained by The MITRE Corporation.
D3FEND supplies a formal seven-tactic ontology of general defensive countermeasures (the defensive counterpart to ATT&CK). This crosswalk applies a common AITBM scoring layer to D3FEND and the AI-specialized AIDEFEND catalogue, while counting overlapping control evidence only once.
Table 116: MITRE D3FEND to AITBM Mapping
| D3FEND Tactic | Primary AITBM Sub-Metrics | Illustrative Scenario Effect / Notes |
|---|---|---|
| Model (Asset Inventory, System Mapping) | Tr-4, ACI Pc, Cn-1 | Enables AIBOM; Pc 0.20->0.85; 2-3 pt as enabler |
| Harden (Message/App Hardening, Agent Authentication) | Ro-1, Cn-3, Cn-5, Cn-4, Ro-4 | Highest IVP leverage; 3-5 pt in agentic; Cn-5 0.20->0.75 |
| Detect (Process/User Behavior Analysis, Monitoring) | Tr-3, Ro-3, Cn-1, Cn-2 | 1.4-2.6 pt; sustains ACI Tf freshness |
| Isolate (Execution Isolation, Network Isolation) | Cn-1, Cn-4 / ORP As, Cp | 2-2.6 pt + CRM step down (1.60->1.35->...) |
| Deceive (Decoy Environment, Decoy Object) | Tr-3, Cn-2 / ORP Rf | 0.5-1 pt; high-ROI detection multiplier and Rf improver |
| Evict (Process/Credential Eviction) | ORP Rf, Cn-2 | 1-1.5 pt; collapses MTTQ, steps CRM down |
| Restore (Restore Object/rollback, Restore Access) | ORP Rf | ~1.4 pt; turns weeks of retraining into hours of rollback |
| Harden :: Agent Authentication (1.x) [standout] | Cn-5 | ISSR + attestation coverage; the dimension certification schemes under-measure |
Key findings:
-
A D3FEND countermeasure is an implementable control, not a score. When deployment evidence demonstrates effectiveness against an AITBM test method, it can support a sub-metric anchor from 0.00 to 1.00 and affect the resulting IVP/ORP/ACI calculation; no fixed ERS reduction is inherent to a control.
-
D3FEND (general cyber defense) and AIDEFEND (AI-specialized, modeled on D3FEND's same seven tactics) are concentric, not redundant; a D3FEND control and its AIDEFEND twin targeting the same sub-metric are scored once, never double-counted.
-
Harden and Isolate carry the most IVP-moving weight (especially Agent Authentication -> Cn-5), while Detect/Deceive/Evict/Restore act largely through the ORP layer (Rf, As, Cp) and by sustaining ACI freshness.
-
Worked example: a full D3FEND stack on an agentic Tier-I system drops ERS from 10.0 (Critical) to 3.2 (Low-Moderate) - IVP 0.27->0.69, CRM 1.60->1.00, ACI 0.43->0.90 - with Agent Authentication (Cn-5) the single highest-leverage control.
Common Vulnerability Scoring System (CVSS). Maintained by FIRST.org (CVSS Special Interest Group).
CVSS is the established 0-10 severity standard for discrete software vulnerabilities. AITBM is a complementary AI-system assessment framework, not a successor to CVSS; it adds fairness, transparency, AI-privacy, poisoning, drift, agent-identity, deployment-context, and evidence-confidence dimensions for risks that are not represented by a CVSS Base score.
Table 117: CVSS to AITBM Mapping
| CVSS Metric Group | Primary AITBM Sub-Metrics | Illustrative Scenario Effect / Notes |
|---|---|---|
| Vulnerable System Confidentiality (VC/C) | Pr-1, Pr-2, Pr-4, Cn-3 | Loose; CVSS has no membership-inference / extraction concept |
| Vulnerable System Integrity (VI/I) | Ro-3, Ro-4, Cn-1 | Loose; no probabilistic / poisoning corruption in CVSS |
| Subsequent System / Scope (SC-SI-SA / S) | ORP Cp, Cn-5 | Partial; ORP Cp models multi-agent blast radius, not a binary flag |
| Attack Vector / Complexity / Requirements (AV/AC/AT) | ORP As, Ro-1 | Partial; AI exploitability is empirical (attack-success-rate) |
| Exploit Maturity (E, Threat group) | ACI Tf | Inverted; CVSS ages the exploit, ACI ages the defender's evidence |
| Environmental group (Security Reqs, Modified Base) | ORP CRM + architecture-specific IVP weights | Closest analogue; applies deployment-specific modifications |
| Supplemental: Safety / Automatable / Recovery (v4.0) | ORP Aa, Cp, Rf | Gestural and non-scoring in CVSS; first-class scoring inputs in AITBM |
| (No CVSS metric) | Fa-1..Fa-4 (Fairness), Tr-1..Tr-4 (Transparency) | No correspondence; CVSS has no bias or explainability axis |
| (No CVSS metric) | Ro-2 (Distribution Shift), ACI Pc/Ec | No correspondence; CVSS cannot represent drift or assessment provenance |
Key findings:
-
Scope distinction: a CVSS Base score describes a vulnerability's intrinsic severity and is stable unless the vulnerability facts change; CVSS v4.0 Threat and Environmental metrics can reflect exploitation state and deployment context. CVSS does not provide AITBM's fairness, transparency, AI-specific privacy, probabilistic poisoning, distribution-shift, agent-identity, multi-agent graph, or evidence-freshness dimensions, and its standardized formula is not architecture-weighted for AI systems.
-
Founding motivation: a CVSS Base score is intentionally stable, while Threat and Environmental metrics may change with exploitation and deployment context. AITBM's ACI answers a different question by decaying confidence when the evidence supporting an AI-system assessment becomes stale.
-
Complementary, not competitive: CVSS remains correct for conventional CVEs inside an AI stack (an unpatched serving-stack CVE even feeds AITBM's ORP As); AITBM scores the AI-specific risk layer that has no CVE, patch, or static severity. Never average a CVSS Base score with an ERS.
-
Worked contrast (an EchoLeak-class agentic-injection scenario): Microsoft assigned CVSS 9.3 while the NVD Base score is 7.5. Those scores describe the vulnerability under their stated vectors; CVSS Threat and Environmental values can vary. The illustrative AITBM scenario yields ERS 7.1, with an evidence-age interval of 6.7 to 7.6, exposes Cn-5=0.10 as a system-level weakness outside CVSS's scope, and models remediation to ERS 4.0.
Tier 4 is a general-purpose AI governance reference, mapped for completeness.
General-Purpose AI Code of Practice (GPAI CoP). Maintained by European Commission / EU AI Office.
The GPAI Code of Practice is the voluntary EU governance instrument through which GPAI model providers operationalize AI Act Articles 53-55 commitments. This AITBM-authored crosswalk offers an optional technical-risk measurement approach for relevant evidence artifacts; it neither signs the Code nor establishes or discharges any legal obligation.
Table 118: GPAI Code of Practice to AITBM Mapping
| GPAI CoP Chapter | Primary AITBM Sub-Metrics | Illustrative Scenario Effect / Notes |
|---|---|---|
| Transparency - Documentation / Model Documentation Form | Tr-4, Tr-1, Tr-3 | ACI Pc; Tr axis + confidence; Art 53 |
| Copyright - copyright policy, TDM opt-out, lawful crawling | Pr-1, Pr-3, Tr-4 | ACI Pc; Pr axis; Art 53 (legal lawfulness not scored) |
| Safety & Security - model evaluations + adversarial testing | Ro-1, Ro-4, Ro-3 | ACI Ec + Tf reset on each re-run; Art 55 |
| Safety & Security - systemic-risk identification / analysis / acceptance | ORP Cp, Rf evidence | Scenarios and dependency records feed the SDG; Cp remains graph-derived; Art 55 |
| Safety & Security - safety mitigations (harmful output) | Cn-2, Cn-3, Fa-1..Fa-4 | Cn / Fa axes; Art 55 |
| Safety & Security - security mitigations (model-weight cybersecurity) | Cn-4, Cn-1, Cn-5 | Cn axis; Art 55 |
| Safety & Security - serious-incident reporting + documentation | Tr-3, Tr-4 | ACI Pc; confidence; Art 55 |
| Safety and Security Model Report | Tr-3, Tr-4 | ACI Pc; consolidated evidence package; Art 55 |
Key findings:
-
The Code addresses provider commitments, while AITBM assesses technical risk, confidence, and evidence freshness. The Code does not prescribe one residual-risk score; this crosswalk offers AITBM as an optional measurement approach, not one specified or endorsed by the EU AI Office.
-
Each commitment produces a concrete artifact (Model Documentation Form, copyright policy, evaluation/red-team reports, Safety and Security Model Report, incident logs) that an assessor consumes as objective evidence, reducing assessor discretion; recurring evaluations are the ideal ACI Tf refresh input.
-
Boundary discipline: a favourable ERS does NOT demonstrate adherence, discharge any AI Act obligation, or carry standing before the AI Office; AITBM scores the evidence, not the signatory commitment - two signatories can have very different ERS profiles.
-
The dated GPAI worked example predates GDCP and the current ERS composition. A current assessment must rebuild the System Dependency Graph, derive Aa/As/Cp/Rf, and use Section 5; a systemic-risk designation alone does not set Cp.