Compliance Engine

DCAwesome leverages Circle Compliance Engine's Transaction Screening APIs to address risks associated with high-risk entities or transactions.

Compliance Rules

Restrictive Rules

Our platform enforces the following compliance controls to mitigate risk:

• Sanctions Risk Control

  • Action: Transaction denial and wallet freeze
  • Associated Risk: If a user attempts to DCA into a token from a wallet flagged with sanctions risk, the transaction is automatically denied, and the wallet is frozen for further review.

• Terrorist Financing Risk Control

  • Action: Transaction denial and wallet freeze
  • Associated Risk: During DCA outflow setup, if the destination wallet is flagged for terrorist financing risk, the setup is denied, and the source wallet is frozen.

• CSAM Risk Control

  • Action: Transaction denial and wallet freeze
  • Associated Risk: If a counterparty wallet in a DCA setup shows CSAM risk indicators, all automated transactions are halted, and the wallet is frozen.

• Illicit Behavior Risk Control

  • Action: Transaction denial and wallet freeze
  • Associated Risk: A DCA strategy interacting with a wallet that exhibits illicit behavior patterns triggers an immediate suspension of automated trades.

• PEP Risk Control

  • Action: Transaction denial
  • Associated Risk: DCA setups involving wallets associated with politically exposed persons (PEPs) are automatically denied pending enhanced due diligence.

Alert-Only Rules

These rules trigger alerts for compliance review without halting transactions:

• High Illicit Behavior Risk Monitoring

  • Action: Alert generation
  • Associated Risk: Alerts are generated for review when DCA transactions involve wallets with elevated risk patterns, allowing trades to continue uninterrupted.

• Gambling Risk Monitoring

  • Action: Alert generation
  • Associated Risk: DCA transactions with wallets showing gambling-related patterns trigger alerts for compliance review without interrupting automation.